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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 192 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3821 LNAI LUNAI BIOWORKS INC Healthcare 1,107.0 $451.0 -10K -89.9% $0.41 +454.7%
3822 OABI OMNIAB INC Healthcare 283.0 $444.0 -147.0 -34.2% $1.57 +68.9%
3823 PUT ELLINGTON CREDIT COMPANY 100.0 $443.0 -300.0 -75.0% $4.43
3824 SLF SUN LIFE FINANCIAL INC. Financial Services 7.0 $437.0 -2.0 -22.2% $62.43 +17.1%
3825 PUT JIAYIN GROUP INC 100.0 $419.0 -800.0 -88.9% $4.19
3826 PUT ARDAGH METAL PACKAGING S A 100.0 $405.0 -200.0 -66.7% $4.05
3827 CALL FOLD HLDGS INC 300.0 $396.0 -1K -76.9% $1.32
3828 PUT NAUTILUS BIOTECHNOLOGY INC 100.0 $388.0 -400.0 -80.0% $3.88
3829 CALL HIGH TEMPLAR TECHNOLOGY LTD 200.0 $388.0 -6K -97.0% $1.94
3830 TCBK TRICO BANCSHARES Financial Services 8.0 $380.0 -39.0 -83.0% $47.50 +6.7%
3831 PYXS PYXIS ONCOLOGY INC Healthcare 253.0 $369.0 -10K -97.4% $1.46 +34.4%
3832 PUT BLAIZE HLDGS INC 200.0 $363.0 -6K -97.0% $1.81
3833 CALL GENASYS INC 200.0 $363.0 -28K -99.3% $1.81
3834 CALL GERDAU SA 100.0 $361.0 -11K -99.1% $3.61
3835 BITS GLOBAL X FDS 7.0 $360.0 -2K -99.7% $51.43 +33.9%
3836 PUT SLEEP NUMBER CORP 200.0 $359.0 -200.0 -50.0% $1.79
3837 PUT OXFORD SQUARE CAP CORP 200.0 $354.0 -100.0 -33.3% $1.77
3838 CALL PEPGEN INC 200.0 $354.0 -4K -95.0% $1.77
3839 PUT AGORA INC 100.0 $354.0 -3K -96.5% $3.54
3840 PUT OUTLOOK THERAPEUTICS INC 1,700.0 $349.0 -7K -79.5% $0.21
Page 192 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%