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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 191 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3801 ZH ZHIHU INC Communication Services 226.0 $641.0 -11K -97.9% $2.84 +9.3%
3802 CALL AUDIOEYE INC 100.0 $637.0 -17K -99.4% $6.37
3803 PUT SAFE BULKERS INC 100.0 $633.0 -2K -94.1% $6.33
3804 ETF OPPORTUNITIES TRUST 21.0 $597.0 -387.0 -94.8% $28.43
3805 CALL ZURA BIO LTD 100.0 $595.0 -800.0 -88.9% $5.95
3806 CBAT CBAK ENERGY TECHNOLOGY INC Industrials 704.0 $582.0 -1K -63.1% $0.83 -9.3%
3807 FCEL FUELCELL ENERGY INC Industrials 87.0 $568.0 -29K -99.7% $6.53 +283.1%
3808 CALL AIFU INC 400.0 $556.0 -2K -81.0% $1.39
3809 AUDC AUDIOCODES LTD Technology 66.0 $555.0 -2K -97.1% $8.41 +8.5%
3810 AIS TIDAL TRUST III 13.0 $544.0 -158.0 -92.4% $41.85 +70.6%
3811 SOL STRATEGIES INC 552.0 $543.0 -3K -85.9% $0.98
3812 ADBG THEMES ETF TR 118.0 $541.0 -5K -97.5% $4.58 -2.7%
3813 CALL SLEEP NUMBER CORP 300.0 $538.0 -22K -98.7% $1.79
3814 PUT YIREN DIGITAL LTD 300.0 $516.0 -4K -92.7% $1.72
3815 CALL BRAGG GAMING GROUP INC 300.0 $516.0 -17K -98.3% $1.72
3816 III INFORMATION SVCS GROUP INC Technology 133.0 $510.0 -4K -96.9% $3.83 +15.8%
3817 PUT FISCALNOTE HOLDINGS INC 2,000.0 $510.0 -20K -91.0% $0.26
3818 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 46.0 $498.0 -3K -98.5% $10.83 +0.5%
3819 CALL DIGIMARC CORP NEW 100.0 $491.0 -500.0 -83.3% $4.91
3820 IVOL KRANESHARES TRUST 26.0 $486.0 -10K -99.8% $18.69 -4.3%
Page 191 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%