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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 190 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3781 PUT JASPER THERAPEUTICS INC 900.0 $788.0 -300.0 -25.0% $0.88
3782 PUT LARGO INC 700.0 $784.0 -1K -65.0% $1.12
3783 CALL NUVECTIS PHARMA INC 100.0 $773.0 -50K -99.8% $7.73
3784 OCFC OCEANFIRST FINL CORP Financial Services 42.0 $757.0 -3K -98.8% $18.02 +3.9%
3785 CALL WHITEHORSE FIN INC 100.0 $740.0 -600.0 -85.7% $7.40
3786 PUT NOVABRIDGE BIOSCIENCES 300.0 $738.0 -38K -99.2% $2.46
3787 PUT ISPIRE TECHNOLOGY INC 400.0 $736.0 -2K -84.6% $1.84
3788 CALL ADAMAS TRUST INC. 100.0 $736.0 -8K -98.8% $7.36
3789 CALL MAMMOTH ENERGY SVCS INC 300.0 $735.0 -400.0 -57.1% $2.45
3790 PUT AEGON LTD 100.0 $726.0 -30K -99.7% $7.26
3791 CALL TORO CORP 200.0 $725.0 -59K -99.7% $3.62
3792 CRI CARTERS INC Consumer Cyclical 20.0 $715.0 -4K -99.5% $35.75 +4.1%
3793 PUT AMPCO-PITTSBURG CORP 100.0 $672.0 -400.0 -80.0% $6.72
3794 PUT OVID THERAPEUTICS INC 300.0 $666.0 -7K -95.8% $2.22
3795 CALL CBAK ENERGY TECHNOLOGY INC 800.0 $661.0 -3K -78.4% $0.83
3796 LRGF ISHARES TR 10.0 $660.0 -24.0 -70.6% $66.00 +13.7%
3797 KEN KENON HLDGS LTD Utilities 8.0 $658.0 -80.0 -90.9% $82.25 +4.2%
3798 PUT REKOR SYSTEMS INC 800.0 $656.0 -18K -95.8% $0.82
3799 PUT NEXXEN INTL LTD 100.0 $652.0 -600.0 -85.7% $6.52
3800 PUT OPTIMUM COMMUNICATIONS INC 500.0 $650.0 -10K -95.3% $1.30
Page 190 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%