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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 19 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 PUT OKTA INC 176,400.0 $13.9M 0.01% -42K -19.3% $78.71
362 CALL ULTA BEAUTY INC 26,400.0 $13.8M 0.01% -16K -38.3% $522.71
363 PUT FORTINET INC 168,800.0 $13.8M 0.01% -111K -39.6% $81.72
364 PUT NU HLDGS LTD 958,100.0 $13.8M 0.01% -784K -45.0% $14.37
365 CALL TAPESTRY INC 97,000.0 $13.7M 0.01% -7K -6.5% $141.11
366 PUT MICROCHIP TECHNOLOGY INC. 210,900.0 $13.6M 0.01% -84K -28.4% $64.61
367 PUT SOUTHERN CO 141,100.0 $13.6M 0.01% -6K -4.1% $96.52
368 CALL ALTRIA GROUP INC 205,900.0 $13.6M 0.01% -136K -39.7% $65.99
369 PUT AMPHENOL CORP 107,300.0 $13.6M 0.01% -59K -35.6% $126.35
370 PUT TJX COS INC NEW 84,800.0 $13.5M 0.01% -87K -50.6% $159.70
371 CALL KROGER CO 186,600.0 $13.5M 0.01% -180K -49.1% $72.36
372 AVGO BROADCOM INC Technology 43,244.0 $13.4M 0.01% -189K -81.4% $309.51 +36.5%
373 CALL FIRST HORIZON CORPORATION 588,000.0 $13.4M 0.01% -226K -27.8% $22.76
374 CALL ASTERA LABS INC 121,300.0 $13.3M 0.01% -229K -65.4% $109.60
375 PUT TIDAL TRUST II 482,400.0 $13.3M 0.01% -599K -55.4% $27.52
376 CALL EOG RES INC 91,500.0 $13.2M 0.01% -14K -13.4% $144.57
377 PUT GRANITESHARES ETF TR 404,800.0 $13.2M 0.01% -116K -22.3% $32.65
378 CALL RIOT PLATFORMS INC 1,065,700.0 $13.2M 0.01% -2.6M -70.5% $12.36
379 CALL TJX COS INC NEW 82,300.0 $13.1M 0.01% -30K -27.0% $159.70
380 CALL DOLLAR GEN CORP 110,600.0 $13.1M 0.01% -70K -38.9% $118.73
Page 19 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%