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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 189 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3761 OFG OFG BANCORP Financial Services 23.0 $930.0 -183.0 -88.8% $40.43 +11.4%
3762 CALL TARGET HOSPITALITY CORP 100.0 $927.0 -11K -99.1% $9.27
3763 PUT WEBTOON ENTMT INC 100.0 $919.0 -2K -94.7% $9.19
3764 AVD AMERICAN VANGUARD CORP Basic Materials 369.0 $918.0 -441.0 -54.4% $2.49 +13.0%
3765 CALL SUNSTONE HOTEL INVS INC NEW 100.0 $901.0 -100.0 -50.0% $9.01
3766 PUT JOINT CORP 100.0 $885.0 -18K -99.5% $8.85
3767 PUT CEA INDUSTRIES INC 300.0 $876.0 -4K -93.6% $2.92
3768 CALL IGC PHARMA INC 3,300.0 $867.0 -1K -23.3% $0.26
3769 MCS MARCUS CORP DEL Communication Services 50.0 $858.0 -2K -97.1% $17.16 +5.4%
3770 PUT WESTROCK COFFEE CO 200.0 $850.0 -2K -89.5% $4.25
3771 PUT FRANKLIN BSP RLTY TR INC 100.0 $849.0 -200.0 -66.7% $8.49
3772 PUT ACV AUCTIONS INC 200.0 $848.0 -1K -83.3% $4.24
3773 PUT IHS HOLDING LIMITED 100.0 $823.0 -400.0 -80.0% $8.23
3774 CALL LANTERN PHARMA INC 600.0 $822.0 -1K -62.5% $1.37
3775 CALL SPRUCE POWER HOLDING CORP 200.0 $819.0 -100.0 -33.3% $4.09
3776 AMBR AMBER INTL HLDG LTD Real Estate 345.0 $814.0 -19K -98.2% $2.36 -21.2%
3777 ARCX INVESTMENT MANAGERS SER TR I 55.0 $805.0 -262.0 -82.7% $14.64 +41.6%
3778 PUT INTER & CO INC 100.0 $796.0 -2K -95.0% $7.96
3779 CALL RAVE RESTAURANT GROUP INC 300.0 $794.0 -1K -78.6% $2.65
3780 CALL EGAIN CORP 100.0 $789.0 -600.0 -85.7% $7.89
Page 189 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%