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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 188 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3741 CALL FATHOM HOLDINGS INC 2,100.0 $1K -1K -34.4% $0.53
3742 CALL SERVICE PPTYS TR 800.0 $1K -4K -82.2% $1.35
3743 CALL KENNEDY-WILSON HOLDINGS INC 100.0 $1K -400.0 -80.0% $10.82
3744 PUT SIMILARWEB LTD 400.0 $1K -29K -98.7% $2.61
3745 ATYR ATYR PHARMA INC Healthcare 1,335.0 $1K -25K -94.9% $0.78 -37.2%
3746 UXRP PROSHARES TR 277.0 $1K -3K -91.9% $3.69 -6.5%
3747 WDFC WD 40 CO Basic Materials 5.0 $1K -1K -99.5% $203.80 +1.7%
3748 USIO USIO INC Technology 893.0 $1K -8.0 -0.9% $1.14 +34.2%
3749 GLOBUS MARITIME LIMITED NEW 436.0 $1K -158.0 -26.6% $2.31
3750 BV BRIGHTVIEW HLDGS INC Industrials 85.0 $1K -851.0 -90.9% $11.79 +6.8%
3751 PUT TTEC HLDGS INC 400.0 $1K -3K -87.5% $2.50
3752 XBTY GRANITESHARES ETF TR 140.0 $998.0 -226.0 -61.8% $7.13 -8.5%
3753 MNRO MONRO INC Consumer Cyclical 62.0 $994.0 -73.0 -54.1% $16.03 +4.5%
3754 PUT FINGERMOTION INC 1,000.0 $994.0 -10K -90.5% $0.99
3755 CALL U S GLOBAL INVS INC 400.0 $992.0 -400.0 -50.0% $2.48
3756 INSPIREMD INC 603.0 $982.0 -3K -81.0% $1.63
3757 CALL ROCKWELL MED INC 1,100.0 $982.0 -1K -54.2% $0.89
3758 XRPI VOLATILITY SHS TR 128.0 $970.0 -498.0 -79.5% $7.58 -1.6%
3759 KMPR KEMPER CORP Financial Services 31.0 $947.0 -10K -99.7% $30.55 -2.7%
3760 PUT DOUGLAS EMMETT INC 100.0 $942.0 -200.0 -66.7% $9.42
Page 188 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%