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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 187 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3721 PUT AIRJOULE TECHNOLOGIES CORP 500.0 $1K -200.0 -28.6% $2.51
3722 CALL TTEC HLDGS INC 500.0 $1K -240K -99.8% $2.50
3723 PILL DIREXION SHARES ETF TRUST 120.0 $1K -446.0 -78.8% $10.22 +19.3%
3724 FTEK FUEL TECH INC Industrials 1,004.0 $1K -2K -69.6% $1.22 +21.4%
3725 CALL KALTURA INC 1,000.0 $1K -9K -90.1% $1.22
3726 NATIONAL CINEMEDIA INC 400.0 $1K -5K -93.1% $3.05
3727 CALL OLAPLEX HLDGS INC 600.0 $1K -4K -86.4% $2.03
3728 ESS ESSEX PPTY TR INC Real Estate 5.0 $1K -110.0 -95.7% $242.00 +14.3%
3729 COSMOS HEALTH INC 3,803.0 $1K -3K -40.3% $0.32
3730 PUT GOGO INC 300.0 $1K -700.0 -70.0% $4.02
3731 PUT LENSAR INC 200.0 $1K -300.0 -60.0% $5.96
3732 BAND BANDWIDTH INC Technology 66.0 $1K -927.0 -93.3% $17.82 +244.5%
3733 PUT OIL STS INTL INC 100.0 $1K -300.0 -75.0% $11.64
3734 WEAV WEAVE COMMUNICATIONS INC Technology 250.0 $1K -4K -94.3% $4.62 +23.6%
3735 CALL EVERCOMMERCE INC 100.0 $1K -1K -90.9% $11.43
3736 PUT PETMED EXPRESS INC 500.0 $1K -17K -97.1% $2.28
3737 CALL DESIGNER BRANDS INC 200.0 $1K -18K -98.9% $5.69
3738 CALL NIQ GLOBAL INTELLIGENCE PLC 100.0 $1K -300.0 -75.0% $11.37
3739 PPSI PIONEER PWR SOLUTIONS INC Industrials 350.0 $1K -808.0 -69.8% $3.25 +60.4%
3740 EATZ ADVISORSHARES TR 44.0 $1K -344.0 -88.7% $25.75 +5.4%
Page 187 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%