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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 186 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3701 CULP CULP INC Consumer Cyclical 527.0 $1K -39.0 -6.9% $2.74 +11.4%
3702 CERS CERUS CORP Healthcare 791.0 $1K -11K -93.3% $1.82 +49.4%
3703 CALL CANARY XRP ETF 100.0 $1K -1K -91.7% $14.30
3704 ETF OPPORTUNITIES TRUST 291.0 $1K -194.0 -40.0% $4.88
3705 BLBD BLUE BIRD CORP Consumer Cyclical 25.0 $1K -967.0 -97.5% $56.76 +20.7%
3706 PUT PEPGEN INC 800.0 $1K -66K -98.8% $1.77
3707 CALL BASSETT FURNITURE INDS INC 100.0 $1K -400.0 -80.0% $14.15
3708 PUT GH RESEARCH PLC 100.0 $1K -200.0 -66.7% $14.06
3709 IMTM ISHARES TR 29.0 $1K -312.0 -91.5% $48.00 +11.2%
3710 PUT AIFU INC 1,000.0 $1K -1K -50.0% $1.39
3711 CALL ALLOT LTD 200.0 $1K -9K -97.9% $6.66
3712 PUT ALLOT LTD 200.0 $1K -200.0 -50.0% $6.66
3713 CALL CANARY LITECOIN ETF 100.0 $1K -100.0 -50.0% $13.19
3714 OTTR OTTER TAIL CORP Utilities 15.0 $1K -384.0 -96.2% $87.73 -0.1%
3715 MBC MASTERBRAND INC Consumer Cyclical 158.0 $1K -86K -99.8% $8.30 -3.5%
3716 PUT OFFERPAD SOLUTIONS INC 2,000.0 $1K -2K -53.5% $0.66
3717 HODL VANECK BITCOIN ETF 67.0 $1K -211.0 -75.9% $19.15 +13.6%
3718 ORMP ORAMED PHARMACEUTICALS INC Healthcare 374.0 $1K -771.0 -67.3% $3.40 +20.7%
3719 SCSC SCANSOURCE INC Technology 35.0 $1K -64.0 -64.7% $36.29 +24.5%
3720 PUT FUNKO INC 400.0 $1K -280K -99.9% $3.15
Page 186 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%