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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 185 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3681 CALL FRANKLIN BSP RLTY TR INC 200.0 $2K -500.0 -71.4% $8.49
3682 U HAUL HOLDING COMPANY 38.0 $2K -1K -96.9% $44.66
3683 CALL TENABLE HLDGS INC 100.0 $2K -300.0 -75.0% $16.91
3684 PUT EMERGENT BIOSOLUTIONS INC 200.0 $2K -3K -94.3% $8.30
3685 PUT ENERGY VAULT HOLDINGS INC 500.0 $2K -147K -99.7% $3.30
3686 PUT QUIDELORTHO CORP 100.0 $2K -1K -91.7% $16.43
3687 BLMN BLOOMIN BRANDS INC Consumer Cyclical 304.0 $2K -10K -96.9% $5.40 +44.9%
3688 NVX NOVONIX LIMITED Industrials 2,340.0 $2K -32K -93.1% $0.69 +0.1%
3689 CALL MEDIWOUND LTD 100.0 $2K -18K -99.4% $16.11
3690 PUT VERASTEM INC 300.0 $2K -4K -92.1% $5.30
3691 CALL BUZZFEED INC 2,600.0 $2K -5K -67.5% $0.61
3692 PUT BUZZFEED INC 2,600.0 $2K -100.0 -3.7% $0.61
3693 PUT EVERQUOTE INC 100.0 $2K -300.0 -75.0% $15.42
3694 FSV FIRSTSERVICE CORP NEW Real Estate 11.0 $2K -892.0 -98.8% $138.91 -5.2%
3695 CALL HAFNIA LTD 200.0 $2K -9K -97.8% $7.60
3696 CALL GLOBAL WTR RES INC 200.0 $2K -2K -92.6% $7.59
3697 PUT BCP INVESTMENT CORPORATION 200.0 $2K -100.0 -33.3% $7.52
3698 CALL NU SKIN ENTERPRISES INC 200.0 $1K -63K -99.7% $7.28
3699 PUT WISDOMTREE INC 100.0 $1K -100.0 -50.0% $14.56
3700 CALL MILLERKNOLL INC 100.0 $1K -8K -98.8% $14.46
Page 185 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%