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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 184 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3661 CALL GCM GROSVENOR INC 200.0 $2K -100.0 -33.3% $9.80
3662 PUT LG DISPLAY CO LTD 500.0 $2K -400.0 -44.4% $3.88
3663 CALL PRENETICS GLOBAL LTD 100.0 $2K -12K -99.2% $19.32
3664 PUT ARROWMARK FINANCIAL CORP 100.0 $2K -100.0 -50.0% $19.05
3665 CALL SAFE BULKERS INC 300.0 $2K -11K -97.4% $6.33
3666 CALL STAAR SURGICAL CO 100.0 $2K -6K -98.3% $18.70
3667 PUT TALPHERA INC 2,500.0 $2K -282K -99.1% $0.75
3668 PUT CTO RLTY GROWTH INC NEW 100.0 $2K -2K -95.7% $18.48
3669 PUT BROADSTONE NET LEASE INC 100.0 $2K -3K -97.0% $18.27
3670 EGAN EGAIN CORP Technology 231.0 $2K -4K -94.3% $7.89 -11.3%
3671 FELG FIDELITY COVINGTON TRUST 48.0 $2K -244.0 -83.6% $37.48 +17.9%
3672 CALL CENNTRO INC 14,900.0 $2K -200.0 -1.3% $0.12
3673 CALL ACCURAY INC DEL 4,600.0 $2K -20K -81.1% $0.39
3674 PUT NANO LABS LTD 600.0 $2K -17K -96.7% $2.96
3675 ACLS AXCELIS TECHNOLOGIES INC Technology 19.0 $2K -218.0 -92.0% $93.05 +68.7%
3676 ETF OPPORTUNITIES TRUST 203.0 $2K -1K -86.5% $8.61
3677 PUT FOSSIL GROUP INC 400.0 $2K -4K -91.8% $4.31
3678 CALL TALPHERA INC 2,300.0 $2K -500.0 -17.9% $0.75
3679 SPLB SPDR SERIES TRUST 77.0 $2K -484.0 -86.3% $22.21 -0.2%
3680 PUT NANO DIMENSION LTD 1,000.0 $2K -1.1M -99.9% $1.70
Page 184 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%