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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 183 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3641 PUT ENOVIS CORPORATION 100.0 $2K -6K -98.3% $22.75
3642 TITN TITAN MACHY INC Industrials 136.0 $2K -869.0 -86.5% $16.71 +11.8%
3643 CALL AVIAT NETWORKS INC 100.0 $2K -2K -95.0% $22.61
3644 PUT ALTO NEUROSCIENCE INC 100.0 $2K -700.0 -87.5% $22.48
3645 PUT IMMUTEP LTD 6,400.0 $2K -2K -25.6% $0.35
3646 CALL CITIZENS & NORTHN CORP 100.0 $2K -200.0 -66.7% $22.34
3647 PUT FATHOM HOLDINGS INC 4,200.0 $2K -6K -60.4% $0.53
3648 MC MOELIS & CO Financial Services 39.0 $2K -641.0 -94.3% $57.00 +15.4%
3649 ROBT FIRST TR EXCHANGE TRADED FD 48.0 $2K -202.0 -80.8% $46.15 +21.1%
3650 CALL STRATEGY SHS 100.0 $2K -2K -95.2% $21.84
3651 CALL MINDWALK HOLDINGS CORP 1,900.0 $2K -13K -87.4% $1.13
3652 CALL DOMO INC 700.0 $2K -276K -99.8% $3.06
3653 CALL PEDIATRIX MEDICAL GROUP INC 100.0 $2K -4K -97.6% $21.39
3654 PUT 10X GENOMICS INC 100.0 $2K -32K -99.7% $21.23
3655 CALL REYNOLDS CONSUMER PRODS INC 100.0 $2K -3K -96.8% $21.18
3656 PUT REYNOLDS CONSUMER PRODS INC 100.0 $2K -2K -95.0% $21.18
3657 CALL HAGERTY INC 200.0 $2K -20K -99.0% $10.53
3658 PUT O-I GLASS INC 200.0 $2K -6K -96.7% $10.51
3659 INV INNVENTURE INC Financial Services 514.0 $2K -76K -99.3% $3.91 +69.9%
3660 GFL GFL ENVIRONMENTAL INC Industrials 48.0 $2K -261.0 -84.5% $41.71 -14.4%
Page 183 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%