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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 182 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3621 CALL HIPPO HLDGS INC 100.0 $3K -6K -98.3% $26.06
3622 PUT WARNER MUSIC GROUP CORP 100.0 $3K -4K -97.6% $25.54
3623 PUT NORTHWEST BANCSHARES INC 200.0 $3K -18K -98.9% $12.69
3624 CALL FIRST BUSEY CORP 100.0 $3K -7K -98.6% $25.27
3625 PUT FIRST BUSEY CORP 100.0 $3K -500.0 -83.3% $25.27
3626 FDIG FIDELITY COVINGTON TRUST 77.0 $3K -53.0 -40.8% $32.78 +37.1%
3627 PUT NEXPOINT RESIDENTIAL TR INC 100.0 $2K -29K -99.7% $25.00
3628 CALL DIGINEX LTD 5,200.0 $2K -6K -54.8% $0.48
3629 BANF BANCFIRST CORP Financial Services 23.0 $2K -75.0 -76.5% $108.48 +2.6%
3630 CALL EAGLE BANCORPORATION INC 100.0 $2K -100.0 -50.0% $24.87
3631 CALL OFS CAP CORP 700.0 $2K -8K -92.0% $3.55
3632 ATOM ATOMERA INC Technology 648.0 $2K -3K -81.1% $3.81 +142.6%
3633 RDVY FIRST TR EXCHANGE TRADED FD 36.0 $2K -23.0 -39.0% $68.28 +10.2%
3634 ENLV ENLIVEX LTD Healthcare 2,615.0 $2K -6K -70.5% $0.93 -22.9%
3635 PUT APPIAN CORP 100.0 $2K -2K -95.2% $24.11
3636 PUT PRELUDE THERAPEUTICS INC 700.0 $2K -300.0 -30.0% $3.42
3637 PUT VISIONWAVE HOLDINGS INC 500.0 $2K -300.0 -37.5% $4.74
3638 PUT NOMURA HLDGS INC 300.0 $2K -2K -85.7% $7.89
3639 CALL SKILLZ INC 900.0 $2K -7K -88.9% $2.59
3640 CALL A10 NETWORKS INC 100.0 $2K -800.0 -88.9% $23.12
Page 182 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%