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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 181 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3601 SPRU SPRUCE POWER HOLDING CORP Energy 685.0 $3K -910.0 -57.0% $4.10 -26.1%
3602 INVX INNOVEX INTERNATIONAL INC Energy 115.0 $3K -301.0 -72.4% $24.38 +23.2%
3603 PUT DELCATH SYS INC 300.0 $3K -16K -98.2% $9.28
3604 PUT CORSAIR GAMING INC 500.0 $3K -3K -83.9% $5.55
3605 CALL AXALTA COATING SYS LTD 100.0 $3K -300.0 -75.0% $27.70
3606 PUT AXALTA COATING SYS LTD 100.0 $3K -900.0 -90.0% $27.70
3607 PUT MICROVISION INC DEL 4,300.0 $3K -106K -96.1% $0.64
3608 PUT WW INTL INC 200.0 $3K -15K -98.7% $13.74
3609 PUT NEW FOUND GOLD CORP 1,400.0 $3K -40K -96.6% $1.94
3610 TIDAL TRUST II 273.0 $3K -610.0 -69.1% $9.94
3611 CALL EHEALTH INC 2,100.0 $3K -43K -95.3% $1.29
3612 PUT RIGEL PHARMACEUTICALS INC 100.0 $3K -2K -93.8% $27.04
3613 CALL FULL HSE RESORTS INC 1,200.0 $3K -5K -80.7% $2.25
3614 FATHOM HOLDINGS INC 5,082.0 $3K -8K -60.7% $0.53
3615 PUT OPTION CARE HEALTH INC 100.0 $3K -22K -99.5% $26.92
3616 EMPD EMPERY DIGITAL INC Consumer Cyclical 630.0 $3K -11K -94.5% $4.23 +17.5%
3617 PUT STITCH FIX INC 800.0 $3K -6K -88.2% $3.31
3618 CALL CLEARFIELD INC 100.0 $3K -800.0 -88.9% $26.47
3619 PUT AKEBIA THREAPEUTICS INC 1,900.0 $3K -2K -44.1% $1.39
3620 PUT ADC THERAPEUTICS SA 700.0 $3K -1K -66.7% $3.75
Page 181 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%