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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 179 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3561 YRD YIREN DIGITAL LTD Financial Services 1,922.0 $3K -2K -49.6% $1.72 -22.1%
3562 ZIP ZIPRECRUITER INC Industrials 1,795.0 $3K -8K -81.6% $1.84 +72.9%
3563 CALL VIVANI MEDICAL INC 3,300.0 $3K -2K -40.0% $1.00
3564 CALL CANADA GOOSE HLDGS INC 300.0 $3K -26K -98.9% $10.97
3565 PUT PUBMATIC INC 400.0 $3K -18K -97.8% $8.18
3566 PUT STOKE THERAPEUTICS INC 100.0 $3K -28K -99.7% $32.56
3567 KW KENNEDY-WILSON HOLDINGS INC Real Estate 300.0 $3K -295.0 -49.6% $10.82 +1.8%
3568 CALL ON24 INC 400.0 $3K -1K -73.3% $8.10
3569 CALL BGSF INC 500.0 $3K -10K -95.1% $6.47
3570 SLN SILENCE THERAPEUTICS PLC Healthcare 612.0 $3K -3K -84.7% $5.27 +23.0%
3571 CALL VTEX 800.0 $3K -500.0 -38.5% $4.00
3572 CALL TELEFONICA BRASIL SA 200.0 $3K -3K -93.1% $15.91
3573 PUT FULGENT GENETICS INC 200.0 $3K -11K -98.3% $15.90
3574 KSA ISHARES TR 80.0 $3K -610.0 -88.4% $39.75 -2.7%
3575 PUT FIRST TR EXCHANGE-TRADED FD 100.0 $3K -6K -98.4% $31.69
3576 CALL CALERES INC 300.0 $3K -11K -97.3% $10.54
3577 CALL ONESPAN INC 300.0 $3K -2K -87.5% $10.53
3578 RSKD RISKIFIED LTD Technology 800.0 $3K -10K -92.8% $3.92 +22.3%
3579 CALL EVERQUOTE INC 200.0 $3K -1K -86.7% $15.42
3580 CALL HOLLEY INC 1,000.0 $3K -24K -96.1% $3.07
Page 179 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%