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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 178 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3541 CALL PROKIDNEY CORP 2,000.0 $4K -12K -85.6% $1.79
3542 CALL SEACOR MARINE HLDGS INC 500.0 $4K -2K -76.2% $7.16
3543 PUT LISTED FDS TR 200.0 $4K -200.0 -50.0% $17.86
3544 PUT BRIGHTVIEW HLDGS INC 300.0 $4K -2K -83.3% $11.79
3545 CALL CLARUS CORP NEW 1,300.0 $4K -800.0 -38.1% $2.72
3546 FIZZ NATIONAL BEVERAGE CORP Consumer Defensive 105.0 $4K -658.0 -86.2% $33.65 +5.8%
3547 SMRT SMARTRENT INC Technology 2,352.0 $4K -19K -88.9% $1.50 -16.0%
3548 PUT QUANTERIX CORP 1,000.0 $4K -3K -76.2% $3.52
3549 CALL CYTEK BIOSCIENCES INC 800.0 $3K -800.0 -50.0% $4.37
3550 PUT GOLD RESOURCE CORP 2,900.0 $3K -16K -84.8% $1.20
3551 WWR WESTWATER RES INC Basic Materials 5,317.0 $3K -76K -93.4% $0.65 -13.3%
3552 PUT CLEAN ENERGY FUELS CORP 1,400.0 $3K -15K -91.6% $2.48
3553 CALL GLADSTONE COMMERCIAL CORP 300.0 $3K -300.0 -50.0% $11.43
3554 PUT DORIAN LPG LTD 100.0 $3K -1K -92.3% $34.20
3555 LPX LOUISIANA PAC CORP Basic Materials 47.0 $3K -2K -97.2% $72.74 +0.8%
3556 PUT VALVOLINE INC 100.0 $3K -600.0 -85.7% $33.68
3557 CALL WASHINGTON TR BANCORP INC 100.0 $3K -100.0 -50.0% $33.46
3558 CALL OMNICELL COM 100.0 $3K -1K -93.3% $33.38
3559 CALL ARQ INC 1,300.0 $3K -8K -85.2% $2.56
3560 THEMES ETF TR 240.0 $3K -238.0 -49.8% $13.84
Page 178 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%