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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 177 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3521 GEF GREIF INC Consumer Cyclical 59.0 $4K -2K -96.8% $67.07 -4.5%
3522 MSFD DIREXION SHARES ETF TRUST 266.0 $4K -369.0 -58.1% $14.74 -11.2%
3523 ISHARES TR 426.0 $4K -676.0 -61.3% $9.17
3524 PUT DOMINARI HOLDINGS INC 1,200.0 $4K -8K -86.2% $3.25
3525 PUT JACK IN THE BOX INC 400.0 $4K -2K -85.7% $9.67
3526 MYO MYOMO INC Healthcare 5,715.0 $4K -18K -75.7% $0.68 +50.2%
3527 CALL SABRA HEALTH CARE REIT INC 200.0 $4K -3K -93.1% $19.23
3528 PUT GEVO INC 1,400.0 $4K -38K -96.5% $2.73
3529 CALL HEALTH CATALYST INC 3,000.0 $4K -79K -96.3% $1.27
3530 INMB INMUNE BIO INC Healthcare 3,366.0 $4K -5K -57.9% $1.13 +26.1%
3531 CALL FTC SOLAR INC 1,000.0 $4K -1K -50.0% $3.78
3532 PUT COMMERCE.COM INC 1,400.0 $4K -100.0 -6.7% $2.67
3533 VOC VOC ENERGY TR Energy 1,077.0 $4K -1K -53.8% $3.46 -10.3%
3534 CALL PERDOCEO ED CORP 100.0 $4K -21K -99.5% $37.21
3535 CALL ENLIVEX LTD 4,000.0 $4K -8K -65.5% $0.93
3536 CALL POSTAL REALTY TRUST INC 200.0 $4K -9K -97.7% $18.55
3537 HCKT HACKETT GROUP INC Technology 284.0 $4K -388.0 -57.7% $13.01 -16.5%
3538 IVLU ISHARES TR 93.0 $4K -35.0 -27.3% $39.68 +8.7%
3539 PUT KBR INC 100.0 $4K -300.0 -75.0% $36.86
3540 SMBK SMARTFINANCIAL INC Financial Services 93.0 $4K -18.0 -16.2% $39.08 +7.0%
Page 177 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%