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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 176 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3501 CNBS AMPLIFY ETF TR 193.0 $4K -676.0 -77.8% $22.04 +22.6%
3502 STOK STOKE THERAPEUTICS INC Healthcare 130.0 $4K -14K -99.1% $32.55 -4.7%
3503 PUT XPONENTIAL FITNESS INC 700.0 $4K -26K -97.3% $6.02
3504 PUT TELEPHONE & DATA SYS INC 100.0 $4K -100.0 -50.0% $42.10
3505 BIP BROOKFIELD INFRASTRUCTURE PA Utilities 116.0 $4K -2K -95.2% $36.11 +7.5%
3506 GRWG GROWGENERATION CORP Consumer Cyclical 3,767.0 $4K -49K -92.8% $1.10 +60.9%
3507 PUT BIOMEA FUSION INC 2,700.0 $4K -800.0 -22.9% $1.53
3508 CALL SO YOUNG INTERNATIONAL INC 1,500.0 $4K -30K -95.2% $2.73
3509 BHB BAR HBR BANKSHARES Financial Services 126.0 $4K -304.0 -70.7% $32.44 +7.7%
3510 PUT SABRE CORP 2,800.0 $4K -7K -70.5% $1.45
3511 PUT API GROUP CORP 100.0 $4K -800.0 -88.9% $40.52
3512 CALL MYRIAD GENETICS INC 900.0 $4K -11K -92.7% $4.50
3513 PUT UPEXI INC 4,100.0 $4K -250K -98.4% $0.99
3514 CALL ENERGY RECOVERY INC 400.0 $4K -1K -73.3% $10.07
3515 AXTA AXALTA COATING SYS LTD Basic Materials 145.0 $4K -4K -96.5% $27.70 +8.4%
3516 PUT IAC INC 100.0 $4K -800.0 -88.9% $40.03
3517 CALL JAKKS PAC INC 200.0 $4K -1K -83.3% $19.92
3518 NPK INTERNATIONAL INC 275.0 $4K -8K -96.8% $14.49
3519 PUT METALLA RTY & STREAMING LTD 600.0 $4K -2K -80.0% $6.63
3520 FPH FIVE POINT HOLDINGS LLC Real Estate 819.0 $4K -5K -86.1% $4.84 +4.0%
Page 176 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%