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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 175 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3481 COSW ROUNDHILL ETF TRUST 99.0 $5K -3.0 -2.9% $46.19 -2.9%
3482 PUT COUSINS PPTYS INC 200.0 $5K -300.0 -60.0% $22.57
3483 PENG PENGUIN SOLUTIONS INC Technology 256.0 $5K -2K -90.4% $17.60 +212.3%
3484 PUT BITWISE ETHEREUM ETF 300.0 $4K -12K -97.5% $15.00
3485 PUT NCINO INC 300.0 $4K -8K -96.5% $14.98
3486 PUT BACKBLAZE INC 1,300.0 $4K -700.0 -35.0% $3.45
3487 BNC CEA INDUSTRIES INC Industrials 1,530.0 $4K -31K -95.3% $2.92 -7.9%
3488 PKST PEAKSTONE REALTY TRUST Real Estate 213.0 $4K -1K -84.0% $20.89 +0.5%
3489 CALL XUNLEI LTD 800.0 $4K -65K -98.8% $5.56
3490 PUT GOSSAMER BIO INC 13,400.0 $4K -24K -64.5% $0.33
3491 PUT VIRTU FINL INC 100.0 $4K -1K -90.9% $43.98
3492 CALL SKYWARD SPECIALTY INS GROUP 100.0 $4K -500.0 -83.3% $43.68
3493 QBTS D-WAVE QUANTUM INC Technology 302.0 $4K -386K -99.9% $14.43 +92.8%
3494 PUT NEONODE INC 3,100.0 $4K -33K -91.4% $1.40
3495 PUT FINVOLUTION GROUP 900.0 $4K -1K -52.6% $4.79
3496 PUT LENDINGCLUB ISSUANCE TR SER 300.0 $4K -8K -96.6% $14.32
3497 CALL HIGHWOODS PPTYS INC 200.0 $4K -3K -93.5% $21.41
3498 PUT HIGHWOODS PPTYS INC 200.0 $4K -8K -97.5% $21.41
3499 CALL IMMUTEP LTD 12,200.0 $4K -11K -47.2% $0.35
3500 CALL ARLO TECHNOLOGIES INC 300.0 $4K -100.0 -25.0% $14.23
Page 175 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%