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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 174 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3461 SVRA SAVARA INC Healthcare 926.0 $5K -8K -90.0% $5.46 -5.8%
3462 CALL THERMON GROUP HLDGS INC 100.0 $5K -1K -91.7% $50.40
3463 CALL JANUS DETROIT STR TR 100.0 $5K -500.0 -83.3% $50.37
3464 CALL TIDAL TRUST III 200.0 $5K -300.0 -60.0% $24.87
3465 ASLE AERSALE CORPORATION Industrials 794.0 $5K -938.0 -54.2% $6.22 +1.9%
3466 CALL IHS HOLDING LIMITED 600.0 $5K -24K -97.6% $8.23
3467 PUT KITE REALTY GROUP TRUST 200.0 $5K -5K -96.4% $24.55
3468 GEOS GEOSPACE TECHNOLOGIES CORP Energy 396.0 $5K -2K -80.2% $12.20 -29.4%
3469 PUT LUXEXPERIENCE BV 600.0 $5K -200.0 -25.0% $8.00
3470 SMIN ISHARES TR 80.0 $5K -20.0 -20.0% $59.95 +11.8%
3471 PEBO PEOPLES BANCORP INC Financial Services 145.0 $5K -595.0 -80.4% $32.87 +6.3%
3472 BAGY AMPLIFY ETF TR 170.0 $5K -12.0 -6.6% $27.89 +6.1%
3473 ZGN ERMENEGILDO ZEGNA N V Consumer Cyclical 452.0 $5K -537.0 -54.3% $10.42 +27.7%
3474 GYRE GYRE THERAPEUTICS INC Healthcare 674.0 $5K -165.0 -19.7% $6.97 -14.8%
3475 CHDN CHURCHILL DOWNS INC Consumer Cyclical 52.0 $5K -619.0 -92.2% $89.83 -7.5%
3476 REAX THE REAL BROKERAGE INC Real Estate 1,862.0 $5K -5K -72.4% $2.50 -28.4%
3477 PUT TARGET HOSPITALITY CORP 500.0 $5K -19K -97.4% $9.28
3478 PUT TERRA INNOVATUM GLOBAL NV 1,000.0 $5K -11K -91.9% $4.64
3479 CALL THREDUP INC 1,400.0 $5K -78K -98.2% $3.28
3480 CALL CNA FINL CORP 100.0 $5K -400.0 -80.0% $45.92
Page 174 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%