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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 173 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3441 CALL INSPERITY INC 200.0 $5K -11K -98.2% $27.04
3442 XRN CHIRON REAL ESTATE INC Financial Services 163.0 $5K -6K -97.4% $33.08 +13.1%
3443 CALL BANCORP INC DEL 100.0 $5K -1K -92.3% $53.73
3444 PUT RED ROCK RESORTS INC 100.0 $5K -600.0 -85.7% $53.36
3445 DHC DIVERSIFIED HEALTHCARE TR Real Estate 792.0 $5K -73K -98.9% $6.64 +32.9%
3446 CALL DINE BRANDS GLOBAL INC 200.0 $5K -6K -96.8% $26.24
3447 LUNG PULMONX CORP Healthcare 4,064.0 $5K -30K -88.2% $1.29 +21.7%
3448 CALL UNITIL CORP 100.0 $5K -300.0 -75.0% $52.24
3449 HDSN HUDSON TECHNOLOGIES INC Basic Materials 886.0 $5K -274.0 -23.6% $5.88 -12.7%
3450 PUT TSS INC DEL 400.0 $5K -4K -90.9% $13.01
3451 CALL EMERA INC 100.0 $5K -800.0 -88.9% $51.87
3452 BSV VANGUARD BD INDEX FDS 66.0 $5K -20.0 -23.3% $78.41 -0.5%
3453 PUT ASSOCIATED BANC-CORP 200.0 $5K -1K -87.5% $25.86
3454 PUT 1 800 FLOWERS COM INC 1,700.0 $5K -70K -97.6% $3.04
3455 CALL CALAVO GROWERS INC 200.0 $5K -1K -83.3% $25.79
3456 PUT MARCUS CORP DEL 300.0 $5K -300.0 -50.0% $17.17
3457 PUT LEGALZOOM COM INC 900.0 $5K -21K -95.9% $5.67
3458 OFIX ORTHOFIX MED INC Healthcare 444.0 $5K -5K -91.4% $11.47 -14.8%
3459 PUT VISTAGEN THERAPEUTICS INC 8,900.0 $5K -170K -95.0% $0.57
3460 ITM VANECK ETF TRUST 109.0 $5K -93.0 -46.0% $46.42 +0.6%
Page 173 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%