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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 172 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3421 IYRI NEOS ETF TRUST 119.0 $6K -151.0 -55.9% $47.29 +4.5%
3422 PUT ARS PHARMACEUTICALS INC 700.0 $6K -38K -98.2% $8.03
3423 HAIN HAIN CELESTIAL GROUP INC Consumer Defensive 8,020.0 $6K -17K -68.2% $0.70 +11.7%
3424 CALL RADNET INC 100.0 $6K -400.0 -80.0% $55.89
3425 PUT RADNET INC 100.0 $6K -21K -99.5% $55.89
3426 PUT HONEST CO INC 1,900.0 $6K -600.0 -24.0% $2.94
3427 PUT AMERICAN HOMES 4 RENT 200.0 $6K -11K -98.3% $27.92
3428 PUT OCTAVE SPECIALTY GROUP INC 1,200.0 $6K -5K -80.7% $4.65
3429 LMNR LIMONEIRA CO Consumer Defensive 415.0 $6K -5K -91.8% $13.42 -4.6%
3430 NMR NOMURA HLDGS INC Financial Services 704.0 $6K -4K -85.1% $7.89 +2.3%
3431 CALL ASSEMBLY BIOSCIENCES INC 200.0 $6K -2K -92.0% $27.75
3432 PUT ANAPTYSBIO INC 100.0 $6K -5K -98.0% $55.46
3433 VLN VALENS SEMICONDUCTOR LTD Technology 4,904.0 $6K -1K -21.9% $1.13 +188.5%
3434 NEON NEONODE INC Technology 3,949.0 $6K -24K -85.8% $1.40 +20.7%
3435 CALL HYPERFINE INC 5,100.0 $6K -10K -66.7% $1.08
3436 SEVN SEVEN HILLS REALTY TRUST Real Estate 668.0 $5K -573.0 -46.2% $8.22 +3.8%
3437 CALL CPI AEROSTRUCTURES INC 1,400.0 $5K -4K -73.1% $3.92
3438 CALL CARECLOUD INC 1,500.0 $5K -4K -75.0% $3.65
3439 CALL DOUBLELINE INCOME SOLUTIONS 500.0 $5K -800.0 -61.5% $10.83
3440 PUT DOUBLELINE INCOME SOLUTIONS 500.0 $5K -3K -86.1% $10.83
Page 172 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%