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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 171 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 TLYS TILLYS INC Consumer Cyclical 1,451.0 $6K -2K -55.7% $4.05 +10.6%
3402 CALL TXNM ENERGY INC 100.0 $6K -5K -98.1% $58.46
3403 PUT ESSENT GROUP LTD 100.0 $6K -100.0 -50.0% $58.44
3404 PUT CNB FINL CORP PA 200.0 $6K -500.0 -71.4% $28.96
3405 PUT UMH PPTYS INC 400.0 $6K -3K -87.5% $14.43
3406 BZ KANZHUN LIMITED Industrials 431.0 $6K -3K -87.2% $13.39 -0.6%
3407 GETY GETTY IMAGES HOLDINGS INC Communication Services 7,261.0 $6K -26K -78.3% $0.79 +38.7%
3408 CALL VIVOPOWER PLC 2,500.0 $6K -9K -77.9% $2.30
3409 PNR PENTAIR PLC Industrials 66.0 $6K -1K -95.2% $87.11 -15.6%
3410 ENTA ENANTA PHARMACEUTICALS INC Healthcare 455.0 $6K -467.0 -50.6% $12.63 +7.1%
3411 CALL VERU INC 2,600.0 $6K -5K -63.9% $2.21
3412 CALL BEAM GLOBAL 3,900.0 $6K -42K -91.6% $1.47
3413 MSM MSC INDL DIRECT INC Industrials 62.0 $6K -134.0 -68.4% $92.26 +17.9%
3414 CALL BRILLIANT EARTH GROUP INC 4,300.0 $6K -1K -20.4% $1.33
3415 COYY GRANITESHARES ETF TR 1,335.0 $6K -5K -77.8% $4.28 -17.7%
3416 NXRT NEXPOINT RESIDENTIAL TR INC Real Estate 228.0 $6K -24K -99.1% $25.00 +18.0%
3417 CALL MOELIS & CO 100.0 $6K -2K -95.2% $57.00
3418 PUT PROCORE TECHNOLOGIES INC 100.0 $6K -1K -91.7% $57.00
3419 PUT BLUE BIRD CORP 100.0 $6K -1K -92.3% $56.79
3420 CALL HAEMONETICS CORP MASS 100.0 $6K -6K -98.3% $56.36
Page 171 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%