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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 170 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3381 CALL CLEAR CHANNEL OUTDOOR HLDGS 2,700.0 $6K -33K -92.5% $2.37
3382 RPC RIDGEPOST CAP INC Financial Services 876.0 $6K -4K -80.7% $7.26 +17.1%
3383 SMP STANDARD MTR PRODS INC Consumer Cyclical 183.0 $6K -294.0 -61.6% $34.74 +9.8%
3384 FJET STARFIGHTERS SPACE INC Industrials 1,069.0 $6K -4K -80.3% $5.92 +8.8%
3385 CALL INTELLICHECK MOBILISA INC 900.0 $6K -13K -93.3% $6.99
3386 CALL ADTRAN HOLDINGS INC 500.0 $6K -8K -93.9% $12.58
3387 PUT HEARTLAND EXPRESS INC 600.0 $6K -400.0 -40.0% $10.40
3388 CALL CERUS CORP 3,400.0 $6K -6K -64.2% $1.82
3389 PUT STEM INC 700.0 $6K -8K -92.2% $8.84
3390 PUT DEFI TECHNOLOGIES INC 11,000.0 $6K -21K -65.8% $0.55
3391 PUT COMMUNITY TR BANCORP INC 100.0 $6K -100.0 -50.0% $60.72
3392 CALL WORTHINGTON STL INC 200.0 $6K -3K -93.1% $30.35
3393 BUZZ VANECK ETF TRUST 210.0 $6K -1K -86.1% $28.77 +34.0%
3394 BLZE BACKBLAZE INC Technology 1,749.0 $6K -3K -62.3% $3.45 +125.2%
3395 PUT LITMAN GREGORY FDS TR 200.0 $6K -600.0 -75.0% $30.15
3396 CALL FIRST AMERN FINL CORP 100.0 $6K -3K -97.1% $60.29
3397 STANDARDAERO INC 230.0 $6K -7K -96.7% $25.83
3398 PUT NAKAMOTO INC 26,800.0 $6K -592K -95.7% $0.22
3399 PUT MADISON SQUARE GARDEN ENTMT 100.0 $6K -300.0 -75.0% $58.91
3400 PUT BAKKT INC 800.0 $6K -5K -86.0% $7.36
Page 170 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%