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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 168 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3341 RWT REDWOOD TRUST INC Real Estate 1,308.0 $7K -870.0 -39.9% $5.61 -5.3%
3342 PUT PERIMETER SOLUTIONS INC 300.0 $7K -5K -94.3% $24.42
3343 CALL ADVANSIX INC 300.0 $7K -10K -97.0% $24.40
3344 BZFD BUZZFEED INC Communication Services 11,958.0 $7K -16K -56.7% $0.61 +223.5%
3345 CALL SAFETY INS GROUP INC 100.0 $7K -400.0 -80.0% $72.64
3346 CALL AVIENT CORPORATION 200.0 $7K -300.0 -60.0% $36.30
3347 CALL KENNAMETAL INC 200.0 $7K -100.0 -33.3% $36.13
3348 PUT ANDERSONS INC 100.0 $7K -6K -98.4% $71.78
3349 CGNT COGNYTE SOFTWARE LTD Technology 885.0 $7K -79K -98.9% $8.10 +28.4%
3350 PUT STANDARD LITHIUM LTD 2,100.0 $7K -17K -89.2% $3.41
3351 CALL BANDWIDTH INC 400.0 $7K -1K -73.3% $17.82
3352 LXEO LEXEO THERAPEUTICS INC Healthcare 1,240.0 $7K -12K -90.5% $5.74 -10.4%
3353 PUT EVOLENT HEALTH INC 3,100.0 $7K -20K -86.3% $2.28
3354 CALL KONTOOR BRANDS INC 100.0 $7K -100.0 -50.0% $70.29
3355 PUT STRATASYS LTD 900.0 $7K -15K -94.3% $7.81
3356 PUT BLINK CHARGING CO 12,400.0 $7K -25K -66.8% $0.57
3357 PUT BJS RESTAURANTS INC 200.0 $7K -200.0 -50.0% $35.10
3358 PLYY GRANITESHARES ETF TR 565.0 $7K -131.0 -18.8% $12.41 -18.7%
3359 CALL COMPASS MINERALS INTL INC 300.0 $7K -100.0 -25.0% $23.35
3360 CALL DOCEBO INC 400.0 $7K -1K -71.4% $17.47
Page 168 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%