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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 164 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3261 PUT CARDLYTICS INC 8,600.0 $9K -30K -77.5% $1.05
3262 CALL VANECK MERK GOLD ETF 200.0 $9K -100.0 -33.3% $45.05
3263 PUT QUANEX BLDG PRODS CORP 500.0 $9K -2K -80.8% $17.97
3264 ORN ORION GROUP HLDGS INC Industrials 824.0 $9K -3K -79.8% $10.90 +29.0%
3265 TTT PROSHARES TR 133.0 $9K -13.0 -8.9% $67.32 +3.8%
3266 CALL PERMA-PIPE INTL HLDGS INC 300.0 $9K -1K -78.6% $29.81
3267 HY HYSTER-YALE INC Industrials 275.0 $9K -4K -94.0% $32.51 +11.4%
3268 CALL ACV AUCTIONS INC 2,100.0 $9K -40K -95.0% $4.24
3269 PUT ACADIA PHARMACEUTICALS INC 400.0 $9K -10K -96.2% $22.26
3270 PUT CENTERRA GOLD INC 500.0 $9K -500.0 -50.0% $17.79
3271 CALL CURIOSITYSTREAM INC 3,000.0 $9K -200.0 -6.2% $2.96
3272 CAE CAE INC Industrials 338.0 $9K -304.0 -47.4% $26.05 -5.3%
3273 PUT CHIMERA INVT CORP 700.0 $9K -8K -91.5% $12.55
3274 SOLARIS RES INC 1,024.0 $9K -4K -81.4% $8.58
3275 CALL REVVITY INC 100.0 $9K -5K -98.2% $87.61
3276 PUT REVVITY INC 100.0 $9K -3K -96.9% $87.61
3277 CALL NCR ATLEOS CORPORATION 200.0 $9K -6K -96.9% $43.58
3278 PUT PENTAIR PLC 100.0 $9K -2K -94.4% $87.11
3279 CALL CONDUENT INC 6,800.0 $9K -3K -27.7% $1.28
3280 PUT RUSH STREET INTERACTIVE INC 400.0 $9K -900.0 -69.2% $21.75
Page 164 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%