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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 163 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3241 CALL AVANOS MED INC 700.0 $10K -700.0 -50.0% $14.01
3242 FIW FIRST TR EXCHANGE-TRADED FD 95.0 $10K -318.0 -77.0% $103.13 +1.1%
3243 SILA SILA REALTY TRUST INC Real Estate 413.0 $10K -226.0 -35.4% $23.68 +27.8%
3244 CALL OVID THERAPEUTICS INC 4,400.0 $10K -46K -91.4% $2.22
3245 PUT HYSTER-YALE INC 300.0 $10K -400.0 -57.1% $32.51
3246 OLP ONE LIBERTY PPTYS INC Real Estate 454.0 $10K -16.0 -3.4% $21.46 +10.7%
3247 COWZ PACER FDS TR 155.0 $10K -384.0 -71.2% $62.55 +2.8%
3248 PUT LA Z BOY INC 300.0 $10K -700.0 -70.0% $32.14
3249 AHRT AH RLTY TR INC Financial Services 1,738.0 $10K -21K -92.4% $5.50 +26.2%
3250 PUT U HAUL HOLDING COMPANY 200.0 $10K -2K -88.2% $47.78
3251 VFC V F CORP Consumer Cyclical 557.0 $9K -92K -99.4% $16.99 +2.6%
3252 CALL QUICKLOGIC CORP 1,000.0 $9K -500.0 -33.3% $9.38
3253 AN AUTONATION INC Consumer Cyclical 48.0 $9K -559.0 -92.1% $195.25 +0.8%
3254 CALL ACUSHNET HLDGS CORP 100.0 $9K -200.0 -66.7% $93.48
3255 PUT AXCELIS TECHNOLOGIES INC 100.0 $9K -2K -95.7% $93.08
3256 PUT GOLDMAN SACHS PHYSICAL GOLD 200.0 $9K -2K -90.9% $46.19
3257 CALL WESTWATER RES INC 14,100.0 $9K -41K -74.5% $0.65
3258 PFFD GLOBAL X FDS 499.0 $9K -18.0 -3.5% $18.40 +3.0%
3259 PUT UNIVERSAL DISPLAY CORP 100.0 $9K -300.0 -75.0% $91.66
3260 TIPX SPDR SERIES TRUST 476.0 $9K -327.0 -40.7% $19.19 -0.1%
Page 163 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%