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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 161 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3201 PUT CARETRUST REIT INC 300.0 $11K -500.0 -62.5% $36.65
3202 CALL ARTIVION INC 300.0 $11K -200.0 -40.0% $36.62
3203 CXDO CREXENDO INC Communication Services 1,778.0 $11K -443.0 -19.9% $6.17 +58.5%
3204 WW INTL INC 798.0 $11K -13K -94.2% $13.74
3205 CALL COLUMBIA SPORTSWEAR CO 200.0 $11K -900.0 -81.8% $54.81
3206 PUT SARATOGA INVT CORP 500.0 $11K -6K -92.5% $21.87
3207 CALL SHOE CARNIVAL INC 700.0 $11K -1K -61.1% $15.59
3208 PUT RMR GROUP INC 700.0 $11K -500.0 -41.7% $15.47
3209 CALL ALX ONCOLOGY HLDGS INC 5,400.0 $11K -3K -32.5% $2.00
3210 PUT MARINEMAX INC 400.0 $11K -400.0 -50.0% $27.06
3211 PUT PERMIAN BASIN RTY TR 500.0 $11K -31K -98.4% $21.52
3212 MLPX GLOBAL X FDS 145.0 $11K -363.0 -71.5% $73.94 +0.3%
3213 CALL LOEWS CORP 100.0 $11K -2K -95.7% $106.74
3214 ORGO ORGANOGENESIS HLDGS INC Healthcare 4,495.0 $11K -7K -61.3% $2.37 +12.2%
3215 ORC ORCHID IS CAP INC Real Estate 1,504.0 $11K -15K -90.7% $7.03 -1.7%
3216 DPST DIREXION SHARES ETF TRUST 109.0 $11K -30K -99.6% $96.64 +18.4%
3217 PUT INVIVYD INC 8,100.0 $11K -48K -85.6% $1.30
3218 PUT HAGERTY INC 1,000.0 $11K -600.0 -37.5% $10.53
3219 PUT TIC SOLUTIONS INC 1,600.0 $11K -4K -71.9% $6.58
3220 FFIN FIRST FINL BANKSHARES INC Financial Services 357.0 $11K -263.0 -42.4% $29.45 +10.3%
Page 161 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%