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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 160 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3181 CALL CARPARTS COM INC 14,700.0 $12K -1K -7.5% $0.79
3182 CALL COVISTA INC 100.0 $12K -600.0 -85.7% $115.25
3183 CCLD CARECLOUD INC Healthcare 3,147.0 $11K -9K -74.5% $3.65 -38.4%
3184 CURE DIREXION SHARES ETF TRUST 125.0 $11K -227.0 -64.5% $91.57 +2.4%
3185 PUT DROPBOX INC 500.0 $11K -63K -99.2% $22.72
3186 PUT SCHRODINGER INC 1,000.0 $11K -800.0 -44.4% $11.36
3187 CALL VERIS RESIDENTIAL INC 600.0 $11K -400.0 -40.0% $18.87
3188 GOOD GLADSTONE COMMERCIAL CORP Real Estate 988.0 $11K -774.0 -43.9% $11.43 +13.0%
3189 PUT KILROY REALTY CORP 400.0 $11K -300.0 -42.9% $28.21
3190 CALL INGREDION INC 100.0 $11K -100.0 -50.0% $112.66
3191 CMRE COSTAMARE INC Industrials 661.0 $11K -29K -97.8% $16.90 -4.1%
3192 CALL FORTIS INC 200.0 $11K -400.0 -66.7% $55.79
3193 ACIW ACI WORLDWIDE INC Technology 272.0 $11K -206.0 -43.1% $41.01 +3.2%
3194 CALL FINGERMOTION INC 11,200.0 $11K -66K -85.5% $0.99
3195 PUT PROKIDNEY CORP 6,200.0 $11K -145K -95.9% $1.79
3196 VTS VITESSE ENERGY INC Energy 611.0 $11K -3K -83.9% $18.16 -6.4%
3197 PBT PERMIAN BASIN RTY TR Energy 515.0 $11K -59K -99.1% $21.52 +29.3%
3198 CALL KBR INC 300.0 $11K -300.0 -50.0% $36.86
3199 CALL COTY INC 5,500.0 $11K -42K -88.5% $2.01
3200 PUT WESTLAKE CHEM PARTNERS LP 500.0 $11K -700.0 -58.3% $22.09
Page 160 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%