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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 159 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 PUT SCOTTS MIRACLE-GRO CO 200.0 $12K -3K -93.3% $60.81
3162 HIW HIGHWOODS PPTYS INC Real Estate 568.0 $12K -8K -93.0% $21.41 +22.7%
3163 TRFK PACER FDS TR 195.0 $12K -102.0 -34.3% $62.24 +56.7%
3164 CALL STAR HLDGS 1,600.0 $12K -2K -55.6% $7.57
3165 PUT ESSENTIAL UTILS INC 300.0 $12K -500.0 -62.5% $40.27
3166 PROK PROKIDNEY CORP Healthcare 6,741.0 $12K -79K -92.2% $1.79 +1.1%
3167 PUT KAISER ALUMINIUM CORPORATION 100.0 $12K -600.0 -85.7% $120.51
3168 CALL CARLYLE SECURED LENDING INC 1,100.0 $12K -4K -79.6% $10.94
3169 PUT SOLID POWER INC 4,000.0 $12K -50K -92.6% $3.00
3170 PUT SPRINKLR INC 2,000.0 $12K -3K -57.5% $6.00
3171 TIDAL TRUST II 239.0 $12K -23.0 -8.8% $50.18
3172 CALL IBOTTA INC 400.0 $12K -2K -84.6% $29.97
3173 BIOATLA INC 73,901.0 $12K -46K -38.6% $0.16
3174 ACVA ACV AUCTIONS INC Consumer Cyclical 2,805.0 $12K -227K -98.8% $4.24 +41.5%
3175 PUT ELLINGTON FINANCIAL INC 1,000.0 $12K -200.0 -16.7% $11.85
3176 TRN TRINITY INDS INC Industrials 368.0 $12K -2K -84.8% $32.18 -0.1%
3177 EPC EDGEWELL PERSONAL CARE CO Consumer Defensive 554.0 $12K -807.0 -59.3% $21.34 -16.6%
3178 PUT PROFRAC HLDG CORP 1,900.0 $12K -800.0 -29.6% $6.20
3179 SSYS STRATASYS LTD Technology 1,503.0 $12K -3K -69.3% $7.81 +26.9%
3180 PUT HYLIION HOLDINGS CORP 6,600.0 $12K -4K -38.9% $1.76
Page 159 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%