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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 158 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3141 CALL INTAPP INC 500.0 $13K -5K -91.5% $25.69
3142 PUT DISC MEDICINE INC 200.0 $13K -1K -85.7% $63.94
3143 ARKW ARK ETF TR 106.0 $13K -513.0 -82.9% $120.60 +21.2%
3144 PUT CVR PARTNERS LP/CVR NITROGEN 100.0 $13K -100.0 -50.0% $126.67
3145 PRTA PROTHENA CORP PLC Healthcare 1,303.0 $13K -624.0 -32.4% $9.72 +3.2%
3146 PUT ALLEGRO MICROSYSTEMS INC 400.0 $13K -5K -92.2% $31.53
3147 CALL UPLAND SOFTWARE INC 18,900.0 $13K -700.0 -3.6% $0.67
3148 AVGX TIDAL TRUST II 358.0 $13K -5K -93.4% $34.99 +77.5%
3149 CALL PSQ HOLDINGS INC 23,600.0 $13K -17K -42.2% $0.53
3150 PUT NEXTDOOR HOLDINGS INC 8,900.0 $12K -20K -69.6% $1.40
3151 PUT PATTERN GROUP INC 1,000.0 $12K -3K -72.2% $12.43
3152 BTAL AGF INVTS TR 890.0 $12K -908.0 -50.5% $13.96 -15.6%
3153 ELS EQUITY LIFESTYLE PROPERTIES Real Estate 199.0 $12K -5K -96.2% $62.42 -0.1%
3154 CALL SUNCOKE ENERGY INC 1,900.0 $12K -3K -58.7% $6.51
3155 SUI GROUP HOLDINGS LIMITED 10,200.0 $12K -14K -57.3% $1.21
3156 WDTE TIDAL TRUST II 430.0 $12K -3K -87.4% $28.44 +9.2%
3157 CALL USANA HEALTH SCIENCES INC 700.0 $12K -4K -85.1% $17.47
3158 CALL PLIANT THERAPEUTICS INC 9,700.0 $12K -20K -67.3% $1.26
3159 SUI SUN CMNTYS INC Real Estate 97.0 $12K -1K -93.2% $125.96 -0.9%
3160 PUT MAXLINEAR INC 700.0 $12K -16K -95.9% $17.39
Page 158 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%