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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 157 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3121 CALL AVEPOINT INC 1,400.0 $13K -8K -84.8% $9.51
3122 CALL KIRBY CORP 100.0 $13K -4K -97.6% $132.88
3123 PMCB PHARMACYTE BIOTECH INC Healthcare 19,940.0 $13K -6K -22.8% $0.66 +14.3%
3124 PUT CADIZ INC 2,700.0 $13K -29K -91.4% $4.91
3125 WORLD FDS TR 2,229.0 $13K -739.0 -24.9% $5.94
3126 CALL SPRINKLR INC 2,200.0 $13K -62K -96.5% $6.00
3127 PUT MNTN INC 1,500.0 $13K -3K -63.4% $8.80
3128 PUT NOV INC 700.0 $13K -30K -97.7% $18.81
3129 CALL QUIDELORTHO CORP 800.0 $13K -11K -93.4% $16.43
3130 CALL RIMINI STR INC DEL 4,000.0 $13K -52K -92.9% $3.28
3131 CALL VICTORY CAP HLDGS INC DEL 200.0 $13K -100.0 -33.3% $65.48
3132 CAN CANAAN INC Technology 30,237.0 $13K -87K -74.2% $0.43 -8.6%
3133 PUT CARS COM INC 1,600.0 $13K -45K -96.5% $8.12
3134 PUT FORTE BIOSCIENCES INC 500.0 $13K -21K -97.7% $25.90
3135 NHC NATIONAL HEALTHCARE CORP Healthcare 81.0 $13K -267.0 -76.7% $159.69 +20.2%
3136 KRYS KRYSTAL BIOTECH INC Healthcare 50.0 $13K -243.0 -82.9% $258.32 +18.7%
3137 FBT FIRST TR EXCHANGE-TRADED FD 64.0 $13K -14.0 -17.9% $200.81 +7.2%
3138 CALL BOSTON OMAHA CORP 1,100.0 $13K -700.0 -38.9% $11.68
3139 CALL IDAHO STRATEGIC RESOURCES 400.0 $13K -13K -97.1% $32.12
3140 PUT SLM CORP 600.0 $13K -52K -98.8% $21.41
Page 157 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%