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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 156 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3101 TDAY USA TODAY CO INC Communication Services 1,995.0 $14K -5K -70.9% $7.05 +10.9%
3102 PUT DXP ENTERPRISES INC 100.0 $14K -100.0 -50.0% $139.72
3103 NSP INSPERITY INC Industrials 516.0 $14K -1K -71.4% $27.04 +21.9%
3104 PUT NURIX THERAPEUTICS INC 900.0 $14K -1K -60.9% $15.50
3105 PUT GYRE THERAPEUTICS INC 2,000.0 $14K -100.0 -4.8% $6.97
3106 DOUG DOUGLAS ELLIMAN INC Real Estate 8,458.0 $14K -14K -63.0% $1.64 +11.0%
3107 CALL GOLDMAN SACHS PHYSICAL GOLD 300.0 $14K -1K -76.9% $46.19
3108 PUT RED VIOLET INC 400.0 $14K -2K -79.0% $34.60
3109 MGNX MACROGENICS INC Healthcare 4,764.0 $14K -333.0 -6.5% $2.89 +51.6%
3110 CRC CALIFORNIA RES CORP Energy 198.0 $14K -4K -95.4% $69.22 -13.7%
3111 PAYSAFE LIMITED 2,011.0 $14K -357.0 -15.1% $6.81
3112 CALL EASTERN BANKSHARES INC 700.0 $14K -21K -96.7% $19.56
3113 CALL AMNEAL PHARMACEUTICALS INC 1,100.0 $14K -232K -99.5% $12.43
3114 CALL U S GOLD CORP 900.0 $14K -10K -91.6% $15.19
3115 PUT KORRO BIO INC 1,200.0 $14K -77K -98.5% $11.32
3116 PUT GATES INDL CORP PLC 600.0 $14K -3K -82.9% $22.61
3117 PUT COSTAMARE INC 800.0 $14K -12K -93.9% $16.90
3118 CALL SOUND GROUP INC 800.0 $14K -900.0 -52.9% $16.88
3119 CALL F N B CORP 800.0 $13K -17K -95.6% $16.72
3120 WERN WERNER ENTERPRISES INC Industrials 453.0 $13K -3.0 -0.7% $29.41 +38.6%
Page 156 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%