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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 154 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3061 OTLY OATLY GROUP AB Consumer Defensive 1,539.0 $16K -3K -69.3% $10.14 -0.9%
3062 CALL OPEN TEXT CORP 700.0 $16K -3K -82.0% $22.24
3063 QUINCE THERAPEUTICS INC 154,093.0 $16K -13K -7.8% $0.10
3064 FDUS FIDUS INVT CORP Financial Services 893.0 $16K -4K -83.1% $17.42 +8.6%
3065 CALL ZEPP HEALTH CORPORATION 1,300.0 $16K -1K -43.5% $11.95
3066 PUT SILGAN HLDGS INC 400.0 $16K -300.0 -42.9% $38.80
3067 CALL NOVABRIDGE BIOSCIENCES 6,300.0 $15K -21K -76.8% $2.46
3068 WEST WESTROCK COFFEE CO Consumer Defensive 3,631.0 $15K -2K -31.9% $4.25 +86.6%
3069 BBW BUILD-A-BEAR WORKSHOP INC Consumer Cyclical 409.0 $15K -886.0 -68.4% $37.45 +0.9%
3070 PUT AEMETIS INC 4,800.0 $15K -12K -72.2% $3.19
3071 CALL WILLDAN GROUP INC 200.0 $15K -7K -97.1% $76.56
3072 CALL AMERICA MOVIL SAB DE CV 600.0 $15K -2K -72.7% $25.48
3073 WSO WATSCO INC Industrials 42.0 $15K -729.0 -94.5% $363.79 +5.0%
3074 HACK AMPLIFY ETF TR 203.0 $15K -332.0 -62.1% $75.09 +22.2%
3075 WSBF WATERSTONE FINL INC MD Financial Services 842.0 $15K -1K -63.5% $18.03 +2.9%
3076 BCC BOISE CASCADE CO DEL Basic Materials 200.0 $15K -297.0 -59.8% $75.84 -7.3%
3077 PUT LIFEVANTAGE CORP 3,500.0 $15K -100.0 -2.8% $4.32
3078 PUT F N B CORP 900.0 $15K -100.0 -10.0% $16.72
3079 CALL ZAI LAB LTD 800.0 $15K -6K -88.7% $18.81
3080 CNXT VANECK ETF TRUST 329.0 $15K -232.0 -41.4% $45.45 +26.6%
Page 154 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%