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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 153 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3041 PUT STARFIGHTERS SPACE INC 2,800.0 $17K -7K -72.3% $5.92
3042 CALL METHODE ELECTRS INC 3,000.0 $17K -5K -63.9% $5.52
3043 CALL AAON INC 200.0 $17K -6K -96.7% $82.75
3044 PUT TEXAS ROADHOUSE INC 100.0 $17K -10K -99.0% $165.14
3045 PUT MARKETAXESS HLDGS INC 100.0 $16K -7K -98.5% $164.98
3046 CALL GOGO INC 4,100.0 $16K -27K -86.9% $4.02
3047 PUT KENON HLDGS LTD 200.0 $16K -100.0 -33.3% $82.36
3048 WNC WABASH NATL CORP Industrials 1,891.0 $16K -585.0 -23.6% $8.62 -6.7%
3049 CALL DAVE & BUSTERS ENTMT INC 1,500.0 $16K -78K -98.1% $10.83
3050 CALL WASTE CONNECTIONS INC 100.0 $16K -100.0 -50.0% $162.44
3051 IJH ISHARES TR 240.0 $16K -853.0 -78.0% $67.53 +10.1%
3052 PUT KARMAN HLDGS INC 200.0 $16K -200.0 -50.0% $80.05
3053 CALL RED ROCK RESORTS INC 300.0 $16K -18K -98.3% $53.36
3054 UFI UNIFI INC Consumer Cyclical 4,468.0 $16K -528.0 -10.6% $3.57 +15.7%
3055 PUT SAILPOINT INC 1,200.0 $16K -1K -50.0% $13.24
3056 CALL GATES INDL CORP PLC 700.0 $16K -10K -93.7% $22.61
3057 AIRJ AIRJOULE TECHNOLOGIES CORP Industrials 6,299.0 $16K -35K -84.7% $2.51 +94.0%
3058 FLOTEK INDUSTRIES INC 924.0 $16K -815.0 -46.9% $16.97
3059 CARS CARS COM INC Consumer Cyclical 1,926.0 $16K -4K -65.7% $8.12 +23.9%
3060 VERI VERITONE INC Technology 7,923.0 $16K -26K -76.4% $1.97 +1.5%
Page 153 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%