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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 152 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3021 PUT NETSKOPE INC 2,100.0 $18K -3K -58.8% $8.49
3022 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 423.0 $18K -2K -81.1% $42.09 +7.7%
3023 PUT PAMPA ENERGIA SA 200.0 $18K -9K -97.9% $88.50
3024 CALL FRONTIER GROUP HLDGS INC 5,000.0 $18K -128K -96.2% $3.53
3025 PUT MEREO BIOPHARMA GROUP PLC 53,400.0 $18K -533K -90.9% $0.33
3026 PUT SES AI CORPORATION 18,200.0 $18K -21K -53.5% $0.96
3027 PUT AMPLIFY ENERGY CORP NEW 2,800.0 $17K -170K -98.4% $6.24
3028 PUT RHYTHM PHARMACEUTICALS INC 200.0 $17K -5K -95.9% $86.97
3029 CALL MIMEDX GROUP INC 4,400.0 $17K -2K -32.3% $3.95
3030 PUT KODIAK AI INC. 2,500.0 $17K -20K -89.1% $6.94
3031 OMEX ODYSSEY MARINE EXPL INC Industrials 20,737.0 $17K -158K -88.4% $0.83 +34.3%
3032 PUT GAOTU TECHEDU INC 8,800.0 $17K -15K -63.3% $1.96
3033 CALL COHERUS ONCOLOGY INC 10,000.0 $17K -51K -83.7% $1.69
3034 PUT UDR INC 500.0 $17K -700.0 -58.3% $33.78
3035 PUT GALIANO GOLD INC 6,700.0 $17K -5K -43.7% $2.51
3036 POWI POWER INTEGRATIONS INC Technology 328.0 $17K -6K -95.2% $51.20 +69.7%
3037 PUT ATOMERA INC 4,400.0 $17K -6K -57.7% $3.81
3038 PUT U S GOLD CORP 1,100.0 $17K -26K -95.9% $15.19
3039 PUT ASHLAND INC 300.0 $17K -8K -96.4% $55.61
3040 JELD JELD-WEN HLDG INC Industrials 13,383.0 $17K -16K -54.5% $1.24 +65.3%
Page 152 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%