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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 151 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3001 DCTH DELCATH SYS INC Healthcare 2,107.0 $20K -11K -84.1% $9.28 +17.6%
3002 CALL WHITESTONE REIT 1,200.0 $19K -700.0 -36.8% $16.15
3003 CALL WW INTL INC 1,400.0 $19K -132K -99.0% $13.74
3004 CALL PRELUDE THERAPEUTICS INC 5,600.0 $19K -800.0 -12.5% $3.42
3005 CALL GOLD RESOURCE CORP 15,800.0 $19K -82K -83.8% $1.20
3006 PUT NET POWER INC 12,100.0 $19K -300.0 -2.4% $1.56
3007 PLTU DIREXION SHARES ETF TRUST 423.0 $19K -370.0 -46.7% $44.49 -22.3%
3008 HOOG THEMES ETF TR 1,093.0 $19K -87.0 -7.4% $17.12 +9.4%
3009 PUT CHURCH & DWIGHT CO INC 200.0 $19K -7K -97.3% $93.32
3010 CALL AXCELIS TECHNOLOGIES INC 200.0 $19K -900.0 -81.8% $93.08
3011 JAKK JAKKS PAC INC Consumer Cyclical 930.0 $19K -4K -79.2% $19.92 +15.0%
3012 CALL BANCO DE CHILE 500.0 $19K -7K -93.6% $37.04
3013 PUT FRANKLIN ELEC INC 200.0 $18K -400.0 -66.7% $92.17
3014 PUT OLLIES BARGAIN OUTLET HLDGS 200.0 $18K -6K -97.0% $92.04
3015 TSYY GRANITESHARES ETF TR 5,256.0 $18K -2K -31.6% $3.47 -11.5%
3016 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 2,151.0 $18K -352K -99.4% $8.45 +51.8%
3017 CALL SPIRE INC 200.0 $18K -1K -83.3% $90.54
3018 CALL TETRA TECH INC NEW 600.0 $18K -6K -90.3% $30.12
3019 EHAB ENHABIT INC Healthcare 1,281.0 $18K -7K -84.2% $14.09 -2.1%
3020 BFLY BUTTERFLY NETWORK INC Healthcare 4,445.0 $18K -31K -87.5% $4.04 +15.8%
Page 151 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%