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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 150 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2981 CALL QUANTERIX CORP 5,900.0 $21K -2K -27.2% $3.52
2982 KTEC KRANESHARES TRUST 1,510.0 $21K -891.0 -37.1% $13.72 -0.6%
2983 PUT EYEPOINT INC 1,600.0 $21K -12K -88.3% $12.89
2984 PUT MANPOWERGROUP INC WIS 700.0 $21K -1K -66.7% $29.46
2985 PUT SEVEN HILLS REALTY TRUST 2,500.0 $21K -1K -28.6% $8.22
2986 ZDGE ZEDGE INC Communication Services 7,000.0 $21K -4K -34.7% $2.93 -1.4%
2987 CALL RLX TECHNOLOGY INC 9,300.0 $20K -3K -24.4% $2.20
2988 STIM NEURONETICS INC Healthcare 14,073.0 $20K -29K -67.3% $1.45 -15.9%
2989 PUT WD 40 CO 100.0 $20K -25K -99.6% $203.94
2990 BARNES & NOBLE ED INC 2,307.0 $20K -7K -74.9% $8.83
2991 PGNY PROGYNY INC Healthcare 1,188.0 $20K -5K -82.1% $16.98 +50.1%
2992 CALL BTCS INC 14,500.0 $20K -107K -88.1% $1.39
2993 CALL KANZHUN LIMITED 1,500.0 $20K -2K -57.1% $13.39
2994 PUT LIGAND PHARMACEUTICALS INC 100.0 $20K -3K -96.7% $199.65
2995 RMR RMR GROUP INC Real Estate 1,275.0 $20K -417.0 -24.6% $15.47 +30.6%
2996 PUT RICHARDSON ELECTRS LTD 1,800.0 $20K -2K -48.6% $10.95
2997 PUT ARES COML REAL ESTATE CORP 4,100.0 $20K -1K -24.1% $4.80
2998 PUT SCHOLAR ROCK HLDG CORP 400.0 $20K -100.0 -20.0% $49.16
2999 PUT CLEARWAY ENERGY INC 500.0 $20K -2K -82.8% $39.29
3000 CALL ONITY GROUP INC 500.0 $20K -6K -92.4% $39.27
Page 150 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%