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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 149 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2961 CALL ANAPTYSBIO INC 400.0 $22K -6K -93.2% $55.46
2962 IMMR IMMERSION CORP Technology 4,063.0 $22K -61K -93.7% $5.46 +18.0%
2963 CALL STERIS PLC 100.0 $22K -400.0 -80.0% $221.13
2964 INSEEGO CORP 1,984.0 $22K -4K -66.5% $11.12
2965 WRAP WRAP TECHNOLOGIES INC Technology 14,319.0 $22K -30K -67.5% $1.54 -7.8%
2966 CALL VIRTU FINL INC 500.0 $22K -3K -85.7% $43.98
2967 PUT PARSONS CORP DEL 400.0 $22K -3K -88.6% $54.17
2968 PUT STAG INDUSTRIAL INC 600.0 $22K -200.0 -25.0% $36.06
2969 EWI ISHARES INC 405.0 $22K -4K -90.1% $53.42 +10.5%
2970 PUT ALECTOR INC 10,000.0 $22K -13K -56.7% $2.15
2971 PUT GENMAB A/S 800.0 $21K -2K -75.0% $26.83
2972 PUT ONE LIBERTY PPTYS INC 1,000.0 $21K -300.0 -23.1% $21.46
2973 PUT HEALTHPEAK PROPERTIES INC 1,300.0 $21K -5K -79.4% $16.43
2974 PUT PACKAGING CORP AMER 100.0 $21K -200.0 -66.7% $212.22
2975 FRSH FRESHWORKS INC Technology 2,640.0 $21K -33K -92.5% $8.03 +11.8%
2976 CALL BLUE FOUNDRY BANCORP 1,600.0 $21K -100.0 -5.9% $13.24
2977 AGM FEDERAL AGRIC MTG CORP Financial Services 142.0 $21K -226.0 -61.4% $148.35 +19.9%
2978 PUT GREENBRIER COS INC 400.0 $21K -200.0 -33.3% $52.65
2979 CALL STEREOTAXIS INC 11,400.0 $21K -16K -59.0% $1.84
2980 ABM ABM INDS INC Industrials 541.0 $21K -3K -84.8% $38.52 +3.9%
Page 149 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%