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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 147 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2921 ARMK ARAMARK Industrials 612.0 $25K -89.0 -12.7% $40.54 +31.7%
2922 CALL CORE & MAIN INC 500.0 $25K -28K -98.2% $49.40
2923 CALL FLYWIRE CORPORATION 2,100.0 $24K -21K -91.0% $11.64
2924 PUT ZUMIEZ INC 1,100.0 $24K -200.0 -15.4% $22.16
2925 PUT AIRO GROUP HLDGS INC 3,200.0 $24K -200.0 -5.9% $7.61
2926 CALL ARAMARK 600.0 $24K -5K -89.5% $40.54
2927 PUT RAPID7 INC 4,400.0 $24K -500.0 -10.2% $5.51
2928 PUT NATURAL RESOURCE PARTNERS LP 200.0 $24K -100.0 -33.3% $121.00
2929 PUT FRESHWORKS INC 3,000.0 $24K -100.0 -3.2% $8.03
2930 PUT MARQETA INC 5,900.0 $24K -12K -67.2% $4.08
2931 PUT CRYOPORT INC 2,900.0 $24K -20K -87.5% $8.28
2932 WSC WILLSCOT HLDGS CORP Industrials 1,383.0 $24K -6K -80.9% $17.36 +50.1%
2933 PUT FRONTIER GROUP HLDGS INC 6,800.0 $24K -83K -92.4% $3.53
2934 NMG NOUVEAU MONDE GRAPHITE INC Basic Materials 10,670.0 $24K -21K -66.4% $2.24 -12.7%
2935 PUT VUZIX CORP 10,300.0 $24K -87K -89.4% $2.31
2936 CALL MONEYHERO LIMITED 18,000.0 $24K -6K -25.6% $1.32
2937 CALL SOL STRATEGIES INC 24,100.0 $24K -75K -75.8% $0.98
2938 PUT INNOVIZ TECHNOLOGIES LTD 37,500.0 $24K -7K -16.5% $0.63
2939 GRAN TIERRA ENERGY INC 2,639.0 $24K -9K -76.4% $8.97
2940 PUT IRHYTHM HOLDINGS INC 200.0 $24K -2K -92.3% $118.02
Page 147 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%