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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 145 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2881 CALL TIZIANA LIFE SCIENCES LTD 23,000.0 $27K -11K -32.4% $1.17
2882 PUT INSTEEL INDS INC 800.0 $27K -2K -66.7% $33.61
2883 CALL APOGEE ENTERPRISES INC 800.0 $27K -10K -92.2% $33.54
2884 CALL ZENATECH INC 11,700.0 $27K -29K -71.5% $2.29
2885 SEM SELECT MED HLDGS CORP Healthcare 1,642.0 $27K -328.0 -16.6% $16.29 +1.3%
2886 PUT ANTERIX INC 700.0 $27K -9K -92.7% $38.19
2887 QTOP ISHARES TR 892.0 $27K -442.0 -33.1% $29.94 +30.3%
2888 GNL GLOBAL NET LEASE INC Real Estate 2,851.0 $27K -1K -30.7% $9.36 +1.6%
2889 PUT MANHATTAN ASSOCIATES INC 200.0 $27K -300.0 -60.0% $133.12
2890 CRWL GRANITESHARES ETF TR 1,399.0 $27K -54.0 -3.7% $18.95 +173.4%
2891 CALL GRAFTECH INTL LTD SR NT 3,900.0 $26K -2K -37.1% $6.78
2892 PUT ADEIA INC 1,100.0 $26K -2K -68.6% $24.03
2893 PUT SILENCE THERAPEUTICS PLC 5,000.0 $26K -900.0 -15.2% $5.27
2894 PUT OTTER TAIL CORP 300.0 $26K -700.0 -70.0% $87.77
2895 SABR SABRE CORP Consumer Cyclical 18,138.0 $26K -73K -80.0% $1.45 +14.8%
2896 PUT KULICKE & SOFFA INDS INC 400.0 $26K -700.0 -63.6% $65.72
2897 CALL SEMRUSH HLDGS INC 2,200.0 $26K -64K -96.7% $11.94
2898 MYRG MYR GROUP INC Industrials 93.0 $26K -314.0 -77.2% $282.31 +69.6%
2899 GANX GAIN THERAPEUTICS INC Healthcare 13,439.0 $26K -35K -72.0% $1.94 +4.9%
2900 PUT GLOBAL SHIP LEASE INC 700.0 $26K -29K -97.7% $37.23
Page 145 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%