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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 144 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2861 HTT HIGH TEMPLAR TECHNOLOGY LTD Financial Services 14,547.0 $28K -115K -88.7% $1.94 +54.6%
2862 PUT NATIONAL FUEL GAS CO 300.0 $28K -600.0 -66.7% $93.96
2863 DXC DXC TECHNOLOGY CO Technology 2,238.0 $28K -14K -86.4% $12.57 -25.8%
2864 CALL FIRST TR EXCHANGE TRADED FD 400.0 $28K -5K -92.9% $70.09
2865 CALL LUXFER HLDGS PLC 2,300.0 $28K -2K -45.2% $12.18
2866 LVS LAS VEGAS SANDS CORP Consumer Cyclical 519.0 $28K -33K -98.5% $53.88 -5.1%
2867 CALL DXP ENTERPRISES INC 200.0 $28K -200.0 -50.0% $139.72
2868 DJIA GLOBAL X FDS 1,326.0 $28K -114.0 -7.9% $21.04 +4.1%
2869 ARDT ARDENT HEALTH INC Healthcare 3,259.0 $28K -2K -39.7% $8.56 +10.2%
2870 ANGX ANGEL STUDIOS INC Communication Services 9,124.0 $28K -13K -57.9% $3.05 -7.2%
2871 PUT CANAAN INC 64,000.0 $28K -82K -56.3% $0.43
2872 PUT GLADSTONE LD CORP 2,700.0 $28K -12K -81.6% $10.20
2873 PUT ZENAS BIOPHARMA INC 1,400.0 $27K -600.0 -30.0% $19.55
2874 PUT WESCO INTL INC 100.0 $27K -400.0 -80.0% $273.62
2875 APYX APYX MEDICAL CORPORATION Healthcare 7,392.0 $27K -3K -25.6% $3.69 +12.3%
2876 PUT INTERPARFUMS INC 300.0 $27K -15K -98.0% $90.84
2877 CALL LIVEWIRE GROUP INC 16,400.0 $27K -69K -80.8% $1.66
2878 AMERICAN BITCOIN CORP. 29,433.0 $27K -280K -90.5% $0.92
2879 CALL ELEDON PHARMACEUTICALS INC 8,800.0 $27K -10K -53.2% $3.08
2880 PUT CG ONCOLOGY INC 400.0 $27K -2K -85.2% $67.68
Page 144 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%