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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 136 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2701 CALL CVRX INC 4,400.0 $42K -2K -27.9% $9.46
2702 RDTL GRANITESHARES ETF TR 2,802.0 $41K -5K -63.8% $14.81 +54.0%
2703 CALL COMMERCE.COM INC 15,500.0 $41K -5K -22.9% $2.67
2704 CALL OPTIMUM COMMUNICATIONS INC 31,800.0 $41K -40K -55.7% $1.30
2705 PKE PARK AEROSPACE CORP Industrials 1,500.0 $41K -4K -71.0% $27.38 +20.9%
2706 CALL AVITA MEDICAL INC 11,100.0 $41K -42K -79.1% $3.70
2707 CALL SPROUT SOCIAL INC 7,200.0 $41K -33K -82.2% $5.70
2708 PUT ACI WORLDWIDE INC 1,000.0 $41K -4K -79.2% $41.01
2709 CALL GENPACT LIMITED 1,100.0 $41K -1K -50.0% $37.25
2710 BIOA BIOAGE LABS INC Healthcare 2,322.0 $41K -538.0 -18.8% $17.49 +33.2%
2711 WTAI WISDOMTREE TR 1,433.0 $40K -343.0 -19.3% $28.23 +42.4%
2712 CALL PYXIS ONCOLOGY INC 27,700.0 $40K -56K -66.8% $1.46
2713 CALL WHEELS UP EXPERIENCE INC 78,300.0 $40K -181K -69.8% $0.52
2714 PUT PHOTRONICS INC 1,000.0 $40K -6K -84.6% $40.41
2715 CALL AMPLIFY COMMODITY TRUST 500.0 $40K -400.0 -44.4% $80.79
2716 CALL ENSIGN GROUP INC 200.0 $40K -3K -93.9% $201.50
2717 PRQR PROQR THRAPEUTICS N V Healthcare 24,868.0 $40K -19K -43.8% $1.62 +6.2%
2718 FNKO FUNKO INC Consumer Cyclical 12,775.0 $40K -254K -95.2% $3.15 +83.5%
2719 CALL ORCHID IS CAP INC 5,700.0 $40K -25K -81.5% $7.03
2720 CALL BAUSCH PLUS LOMB CORP 2,500.0 $40K -17K -87.2% $15.90
Page 136 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%