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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 134 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2661 PUT AMERICAN BATTERY TECHNOLOGY 16,400.0 $46K -33K -66.7% $2.79
2662 PUT GSI TECHNOLOGY INC 8,900.0 $46K -14K -61.6% $5.14
2663 FETH FIDELITY ETHEREUM FD Financial Services 2,188.0 $46K -44K -95.3% $20.88 -12.0%
2664 PUT SANDRIDGE ENERGY INC 2,800.0 $46K -8K -73.1% $16.31
2665 PUT AQUESTIVE THERAPEUTICS INC 11,000.0 $46K -53K -82.9% $4.15
2666 CALL THERAVANCE BIOPHARMA INC 2,800.0 $45K -27K -90.7% $16.23
2667 PUT LIVEPERSON INC 17,800.0 $45K -12K -41.1% $2.55
2668 SEALED AIR CORP NEW 1,079.0 $45K -7K -86.0% $42.05
2669 TBLA TABOOLA.COM LTD Communication Services 14,632.0 $45K -49K -76.8% $3.10 +69.2%
2670 PUT KOPIN CORP 20,100.0 $45K -14K -40.2% $2.25
2671 PUT DELEK US HLDGS INC NEW 1,000.0 $45K -600.0 -37.5% $45.07
2672 HMC HONDA MOTOR CO LTD Consumer Cyclical 1,853.0 $45K -6K -77.0% $24.31 +16.0%
2673 CALL KIMBELL RTY PARTNERS LP 3,100.0 $45K -20K -86.9% $14.47
2674 ETF OPPORTUNITIES TRUST 3,980.0 $45K -3K -43.8% $11.25
2675 PUT MBX BIOSCIENCES INC 1,500.0 $45K -43K -96.6% $29.85
2676 CALL LUFAX HOLDING LTD 23,900.0 $45K -5K -16.1% $1.87
2677 PUT LTC PPTYS INC 1,200.0 $45K -600.0 -33.3% $37.16
2678 CALL TERRA INNOVATUM GLOBAL NV 9,600.0 $45K -7K -43.2% $4.64
2679 CALL 1 800 FLOWERS COM INC 14,600.0 $44K -47K -76.5% $3.04
2680 CALL NEXPOINT DIVERSIFIED REL ET 9,500.0 $44K -3K -24.6% $4.67
Page 134 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%