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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 133 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2641 SPXC SPX TECHNOLOGIES INC Industrials 241.0 $48K -391.0 -61.9% $199.94 +7.0%
2642 PERIMETER SOLUTIONS INC 1,972.0 $48K -33K -94.3% $24.42
2643 CALL NORTHWEST NAT HLDG CO 900.0 $48K -2K -70.0% $53.22
2644 CALL GERON CORP 32,100.0 $48K -105K -76.6% $1.49
2645 TJX TJX COS INC NEW Consumer Cyclical 299.0 $48K -48K -99.4% $159.70 -3.1%
2646 PUT ETF OPPORTUNITIES TRUST 13,800.0 $48K -38K -73.2% $3.46
2647 CAI CARIS LIFE SCIENCES INC Healthcare 2,669.0 $48K -2K -42.0% $17.88 -7.4%
2648 LCII LCI INDS Consumer Cyclical 386.0 $47K -902.0 -70.0% $122.98 -12.3%
2649 RXST RXSIGHT INC Healthcare 7,673.0 $47K -12K -61.2% $6.16 -10.2%
2650 IMRX IMMUNEERING CORP Healthcare 8,942.0 $47K -4K -30.9% $5.27 -11.0%
2651 CALL TELESAT CORP 1,300.0 $47K -1K -45.8% $36.20
2652 OCUL OCULAR THERAPEUTIX INC Healthcare 5,555.0 $47K -11K -65.7% $8.47 +6.0%
2653 FNGG DIREXION SHARES ETF TRUST 307.0 $47K -2K -84.1% $153.21 +48.1%
2654 KEP KOREA ELEC PWR CORP Utilities 3,296.0 $47K -7K -67.4% $14.25 -19.9%
2655 CALL NIU TECHNOLOGIES 16,200.0 $47K -29K -64.2% $2.89
2656 CALL NEOGENOMICS INC 6,300.0 $47K -6K -47.1% $7.42
2657 CALL WM TECHNOLOGY INC 70,600.0 $46K -4K -5.6% $0.66
2658 PUT MKS INC. 200.0 $46K -900.0 -81.8% $229.81
2659 PUT COPT DEFENSE PROPERTIES 1,500.0 $46K -700.0 -31.8% $30.60
2660 URNJ SPROTT FDS TR 1,563.0 $46K -1K -47.0% $29.29 -26.7%
Page 133 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%