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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 131 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2601 HYDR GLOBAL X FDS 1,492.0 $54K -485.0 -24.5% $36.24 +17.0%
2602 CALL GLAUKOS CORP 500.0 $54K -1K -68.8% $107.66
2603 PUT LABCORP HOLDINGS INC 200.0 $53K -3K -94.4% $266.81
2604 OPTT OCEAN PWR TECHNOLOGIES INC Industrials 152,315.0 $53K -29K -15.9% $0.35 -44.0%
2605 PUT GAMING & LEISURE P 1,200.0 $53K -100.0 -7.7% $44.37
2606 PUT VERALTO CORP 600.0 $53K -300.0 -33.3% $88.42
2607 PUT CALERES INC 5,000.0 $53K -6K -52.4% $10.54
2608 PUT COMMUNITY HEALTHCARE TR INC 3,300.0 $52K -56K -94.4% $15.89
2609 CALL FINVOLUTION GROUP 10,900.0 $52K -257K -95.9% $4.79
2610 PUT SAN JUAN BASIN RTY TR 10,800.0 $52K -4K -28.0% $4.81
2611 CALL PARK HOTELS & RESORTS INC 4,900.0 $52K -2K -33.8% $10.53
2612 CALL UL SOLUTIONS INC 600.0 $51K -20K -97.0% $85.71
2613 CALL VILLAGE FARMS INTL INC 18,100.0 $51K -98K -84.4% $2.84
2614 BTCO INVESCO GALAXY BITCOIN ETF Financial Services 760.0 $51K -304.0 -28.6% $67.47 -5.4%
2615 PUT YETI HLDGS INC 1,400.0 $51K -19K -93.0% $36.59
2616 PUT WHITEFIBER INC 4,300.0 $51K -9K -68.4% $11.91
2617 CALL POWER INTEGRATIONS INC 1,000.0 $51K -13K -93.1% $51.20
2618 CALL TURTLE BEACH CORP 5,000.0 $51K -24K -82.9% $10.14
2619 CALL CYPHERPUNK TECHNOLOGIES INC 63,700.0 $51K -103K -61.8% $0.80
2620 CALL TIMKEN CO 500.0 $50K -300.0 -37.5% $100.57
Page 131 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%