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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 130 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2581 CALL ARES COML REAL ESTATE CORP 11,700.0 $56K -1K -8.6% $4.80
2582 KURA KURA ONCOLOGY INC Healthcare 6,905.0 $56K -21K -75.4% $8.13 +33.6%
2583 CALL CADIZ INC 11,400.0 $56K -78K -87.2% $4.91
2584 NEO NEOGENOMICS INC Healthcare 7,536.0 $56K -7K -48.7% $7.42 +96.9%
2585 ENS ENERSYS Industrials 320.0 $56K -9K -96.5% $173.72 +13.1%
2586 CALL CHILDRENS PL INC NEW 16,500.0 $55K -96K -85.3% $3.36
2587 REYN REYNOLDS CONSUMER PRODS INC Consumer Cyclical 2,617.0 $55K -5K -65.0% $21.18 +23.9%
2588 CTAS CINTAS CORP Industrials 327.0 $55K -7K -95.5% $169.14 +20.9%
2589 CALL GAOTU TECHEDU INC 28,200.0 $55K -2K -6.3% $1.96
2590 DIN DINE BRANDS GLOBAL INC Consumer Cyclical 2,104.0 $55K -3K -55.4% $26.24 +36.9%
2591 PUT SAVARA INC 10,100.0 $55K -3K -21.1% $5.46
2592 CALL NOMAD FOODS LTD 5,700.0 $55K -32K -85.0% $9.61
2593 PUT GLOBAL PARTNERS LP 1,300.0 $55K -300.0 -18.8% $42.10
2594 PUT SEALED AIR CORP NEW 1,300.0 $55K -700.0 -35.0% $42.05
2595 CALL SENSEONICS HLDGS INC 8,800.0 $55K -12K -58.1% $6.21
2596 ASMG THEMES ETF TR 1,723.0 $55K -2K -47.8% $31.70 +54.5%
2597 TOPW ROUNDHILL ETF TRUST 1,642.0 $55K -504.0 -23.5% $33.23 +2.4%
2598 CALL CMS ENERGY CORP 700.0 $54K -600.0 -46.1% $77.58
2599 HUMN ROUNDHILL ETF TRUST 1,925.0 $54K -24K -92.5% $28.20 +6.8%
2600 CALL FORTRESS BIOTECH INC 19,400.0 $54K -85K -81.5% $2.79
Page 130 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%