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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 126 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2501 CALL SCOTTS MIRACLE-GRO CO 1,100.0 $67K -6K -83.8% $60.81
2502 LTBR LIGHTBRIDGE CORP Industrials 6,263.0 $67K -7K -51.4% $10.66 -31.7%
2503 AVL DIREXION SHARES ETF TRUST 2,021.0 $66K -201.0 -9.1% $32.88 +27.4%
2504 CALL ALECTOR INC 30,800.0 $66K -236K -88.5% $2.15
2505 PUT ODYSSEY MARINE EXPL INC 79,400.0 $66K -178K -69.1% $0.83
2506 ULCC FRONTIER GROUP HLDGS INC Industrials 18,739.0 $66K -31K -62.0% $3.53 +76.5%
2507 CALL REKOR SYSTEMS INC 80,300.0 $66K -8K -9.6% $0.82
2508 GOOS CANADA GOOSE HLDGS INC Consumer Cyclical 5,999.0 $66K -21K -77.7% $10.97 -10.6%
2509 PUT EVERGY INC 800.0 $66K -5K -86.7% $81.92
2510 PUT ROGERS COMMUNICATIONS INC 1,700.0 $65K -14K -89.0% $38.45
2511 CALL PUMA BIOTECHNOLOGY INC 10,200.0 $65K -500.0 -4.7% $6.39
2512 LMND LEMONADE INC Financial Services 1,039.0 $65K -42K -97.6% $62.68 +7.2%
2513 PUT TEREX CORP NEW 1,100.0 $65K -1K -56.0% $59.10
2514 PUT CANADA GOOSE HLDGS INC 5,900.0 $65K -9K -60.7% $10.97
2515 CALL MIRUM PHARMACEUTICALS INC 700.0 $65K -6K -89.9% $92.38
2516 CALL YELP INC 2,600.0 $64K -1K -31.6% $24.74
2517 PUT PAGERDUTY INC 10,300.0 $64K -2K -16.3% $6.21
2518 PUT SERES THERAPEUTICS INC 7,200.0 $64K -2K -25.8% $8.87
2519 GOVT ISHARES TR 2,782.0 $64K -2K -47.2% $22.91 -1.2%
2520 SPTL SPDR SERIES TRUST 2,420.0 $64K -21K -89.5% $26.30 -2.2%
Page 126 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%