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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 116 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2301 CALL BOX INC 4,300.0 $102K -66K -93.9% $23.64
2302 PUT ROOT INC 2,300.0 $102K -9K -79.7% $44.17
2303 PUT EVGO INC 58,900.0 $101K -30K -33.8% $1.72
2304 CALL NUVATION BIO INC 23,600.0 $101K -156K -86.9% $4.29
2305 PUT NUVATION BIO INC 23,600.0 $101K -210K -89.9% $4.29
2306 PUT ADAPTHEALTH CORP 8,500.0 $101K -17K -66.1% $11.90
2307 AQN ALGONQUIN POWER & UTILITIES Utilities 16,428.0 $101K -141K -89.6% $6.14 -4.9%
2308 PUT NEWELL BRANDS INC 29,400.0 $101K -26K -46.5% $3.43
2309 FIP FTAI INFRASTRUCTURE INC Industrials 20,385.0 $101K -151K -88.1% $4.94 -15.8%
2310 PUT WILLSCOT HLDGS CORP 5,800.0 $101K -800.0 -12.1% $17.36
2311 CALL TETRA TECHNOLOGIES INC DEL 11,800.0 $101K -170K -93.5% $8.52
2312 CALL DYNAMIX CORP 9,600.0 $101K -12K -56.4% $10.47
2313 IDA IDACORP INC Utilities 702.0 $100K -3K -80.2% $142.97 +4.0%
2314 PUT VANGUARD WORLD FD 600.0 $99K -10K -94.2% $165.78
2315 CALL SPIRE GLOBAL INC 7,900.0 $99K -14K -63.9% $12.58
2316 PUT CHIRON REAL ESTATE INC 3,000.0 $99K -42K -93.4% $33.08
2317 ALTG ALTA EQUIPMENT GROUP INC Industrials 18,472.0 $99K -12K -38.5% $5.37 +18.8%
2318 PUT GROUP 1 AUTOMOTIVE INC 300.0 $99K -300.0 -50.0% $330.63
2319 TXNM ENERGY INC 1,695.0 $99K -2K -52.5% $58.46
2320 PUT TECOGEN INC NEW 38,600.0 $99K -20K -33.7% $2.56
Page 116 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%