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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 114 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2261 PUT GEMINI SPACE STA INC 24,800.0 $110K -3K -10.1% $4.42
2262 PUT DIANTHUS THERAPEUTICS INC 1,300.0 $109K -40K -96.8% $83.92
2263 CALL NATURAL RESOURCE PARTNERS LP 900.0 $109K -1K -57.1% $121.00
2264 PUT EDGEWELL PERSONAL CARE CO 5,100.0 $109K -500.0 -8.9% $21.34
2265 PUT FORTRESS BIOTECH INC 39,000.0 $109K -6K -12.4% $2.79
2266 PUT TRANSALTA CORP 8,300.0 $109K -15K -64.7% $13.10
2267 SOLID BIOSCIENCES INC 15,097.0 $109K -45K -75.1% $7.20
2268 PUT CHIME FINL INC 5,800.0 $109K -4K -38.3% $18.73
2269 CALL DEFI DEVELOPMENT CORP 57,300.0 $108K -62K -51.8% $1.89
2270 PUT STURM RUGER & CO INC 2,700.0 $108K -2K -35.7% $40.09
2271 CALL ITURAN LOCATION AND CONTROL 2,200.0 $108K -500.0 -18.5% $49.01
2272 PUT ARIS MINING CORPORATION 5,800.0 $108K -21K -78.2% $18.57
2273 CALL SNDL INC 81,100.0 $107K -44K -35.0% $1.32
2274 PUT DYNE THERAPEUTICS INC 5,900.0 $107K -3K -33.7% $18.13
2275 CALL KNOT OFFSHORE PARTNERS LP 10,600.0 $107K -1K -10.9% $10.08
2276 CALL EAST WEST BANCORP INC 1,000.0 $107K -700.0 -41.2% $106.76
2277 PUT LXP INDUSTRIAL TRUST 2,300.0 $106K -3K -55.8% $46.26
2278 IVES WEDBUSH SER TR 3,745.0 $106K -10K -72.6% $28.37 +28.3%
2279 CALL LAZARD INC 2,500.0 $106K -700.0 -21.9% $42.48
2280 PUT STONECO LTD 7,500.0 $106K -125K -94.3% $14.12
Page 114 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%