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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 112 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 CALL ASTRONICS CORP 1,800.0 $120K -100.0 -5.3% $66.73
2222 PUT AMC ENTMT HLDGS INC 122,100.0 $120K -269K -68.8% $0.98
2223 PUT HIMAX TECHNOLOGIES INC 15,200.0 $120K -68K -81.8% $7.87
2224 CALL ASSOCIATED BANC-CORP 4,600.0 $119K -3K -37.0% $25.86
2225 CALL KULICKE & SOFFA INDS INC 1,800.0 $118K -5K -75.0% $65.72
2226 PUT UNUSUAL MACHS INC 9,500.0 $118K -900.0 -8.7% $12.40
2227 PUT WINNEBAGO INDS INC 3,800.0 $118K -7K -63.5% $30.99
2228 SPIRE GLOBAL INC 9,314.0 $117K -16K -62.8% $12.58
2229 PUT DAQO NEW ENERGY CORP 5,500.0 $117K -14K -71.2% $21.27
2230 CALL AMERIS BANCORP 1,500.0 $117K -400.0 -21.1% $77.99
2231 DGX QUEST DIAGNOSTICS INC Healthcare 596.0 $117K -4K -88.0% $195.98 +7.5%
2232 PUT PROSPECT CAP CORP 44,700.0 $117K -27K -37.7% $2.61
2233 SD SANDRIDGE ENERGY INC Energy 7,066.0 $115K -6K -46.4% $16.31 -16.4%
2234 PUT NEWAMSTERDAM PHARMA COMPANY 3,600.0 $115K -14K -79.0% $32.01
2235 CALL KONINKLIJKE PHILIPS N V 4,200.0 $115K -3K -39.1% $27.40
2236 CALL HYATT HOTELS CORP 800.0 $115K -1K -63.6% $143.79
2237 PUT IMMIX BIOPHARMA INC 12,600.0 $115K -18K -58.4% $9.11
2238 PUT DANA INC 3,400.0 $114K -20K -85.3% $33.65
2239 CALL TECTONIC THERAPEUTIC INC 3,700.0 $114K -2K -32.7% $30.91
2240 CALL INHIBRX BIOSCIENCES INC 1,700.0 $114K -2K -50.0% $67.23
Page 112 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%